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VIPsight

Corporate Governance – portrayed in the individual cultural and legal framework, from the standpoint of equity capital.

VIPsight is a dynamic photo archive, sorted by nations and dates, by and for those interested in CG from all over the world.

VIPsight offers, every month:
transparent and independent current information / comments / facts and figures on corporate governance locally and internationally,

  • written by local CG experts,
  • selected and structured by the Club of Florence,
  • financed by its initiator VIP and other sponsors with a background of “Equity and Advisory” interests.
     

VIPsight International


VIPsight Shareholder ID: …….. Holdings in per cent
Companies Own-shares Notifiable shareholders Share Investment companies (KAGs) making disclosures*  
        Total Change Biggest KAG Share
               
DAX              
               
adidas AG   BlackRock, Inc. 5,04 St 31,79 0,56 Capital Research and Management Company 5,58
    The Capital Group Companies Inc. 4,92 St        
    Thornburg Investment Management Inc. 4,81 St        
    Management 2 St        
    UBS AG 1,83 St        
    Credit Suisse Group AG 0,38 St        
    The Goldman Sachs Group, Inc. 0,17 St        
    Commerzbank AG 0,03 St        
    Société Générale S.A. 0,02 St        
               
Allianz SE 0,60 (St) BlackRock, Inc. 5,03 St 25,41 1,67 BlackRock Asset Management Deutschland AG 2,44
    UBS AG 1,95 St        
    Société Générale S.A. 0,94 St        
    Morgan Stanley 0,16 St        
    Credit Suisse Group AG 0,15 St        
    Commerzbank AG 0,04 St        
               
BASF SE   BlackRock, Inc. 5,35 St 18,66 0,25 BlackRock Asset Management Deutschland AG 2,51
    Norges Bank (norwegische Zentralbank) 3,14 St        
    UBS AG 2,14 St        
    Commerzbank AG 0,11 St        
               
Bayer AG   The Capital Group Companies Inc. 6,48 St 30,29 1,04 Capital Research and Management Company 5,63
    BlackRock, Inc. 5,03 St        
    UBS AG 2,65 St        
    Société Générale S.A. 0,54 St        
    Morgan Stanley 0,46 St        
    Commerzbank AG 0,01 St        
               
Bayerische Motoren Werke AG   AQTON SE 17,4 St 14,98 -0,11 Dodge & Cox Funds 1,36
    Johanna Quandt 16,7 St        
    Susanne Klatten Beteiligungs GmbH 12,6 St        
    BlackRock 3,98 St        
    Credit Suisse Group AG 0,04 St        
               
Beiersdorf AG 9,99 (St) maxingvest ag 50,47 St 8,63 0,15 TIAA CREF 0,89
    BlackRock, Inc. 2,99 St        
               
Commerzbank AG   Bundesrepublik Deutschland 17,15 St 16,79 1,19 Capital Research and Management Company 5,05
    The Capital Group Companies Inc. 5,15 St        
    BlackRock, Inc. 5,01 St        
    SILAG AG 0,21 St        
               
Continental AG   Schaeffler Group 46 St 17,69 0,12 DeAWM Investment GmbH 1,28
    BlackRock, Inc. 5,09 St        
    The Royal Bank of Scotland Group plc 0,02 St        
    Commerzbank AG 0,01 St        
               
Daimler AG   Kuwait Investment Authority 6,8 St 19,31 0,31 BlackRock Asset Management Deutschland AG 2,35
    BlackRock, Inc. 5,72 St        
    Norges Bank (norwegische Zentralbank) 3,17 St        
    Renault S. A. 3,1 St        
    UBS AG 1,25 St        
    Morgan Stanley 0,41 St        
    Commerzbank AG 0,11 St        
    Deutsche Bank AG 0,02 St        
               
Deutsche Bank AG 0,01 (St) Paramount Services Holdings Ltd. 5,83 St 13,94 0,42 BlackRock Asset Management Deutschland AG 1,72
    BlackRock, Inc. 5,14 St        
    LYXOR INTERNATIONAL ASSET MANAGEMENT S.A.S. 2,04 St        
    UBS AG 1,59 St        
    Credit Suisse Group AG 1,21 St        
    Morgan Stanley 0,35 St        
    Anshuman Jain 0,04 St        
    Henry Ritchotte 0,01 St        
    Rainer Neske 0,01 St        
    Jürgen Fitschen 0,01 St        
               
Deutsche Börse AG 4,94 (St) BlackRock, Inc. 5,64 St 31,51 0,73 BlackRock Financial Management, Inc. 2,03
    The Capital Group Companies Inc. 3,12 St        
    Dodge & Cox 3,1 St        
    Invesco Ltd. 3,08 St        
    Baillie Gifford & Co. 3,01 St        
    Franklin Mutual Advisers, LLC 2,9 St        
    UBS AG 2,52 St        
    Morgan Stanley 0,23 St        
    Credit Suisse Group AG 0,06 St        
               
Deutsche Lufthansa AG   BlackRock, Inc. 5,43 St 27,16 3,64 Capital Research and Management Company 4,87
    The Capital Group Companies Inc. 5,34 St        
    Templeton Global Advisors Limited 5 St        
    UBS AG 2,9 St        
    Morgan Stanley 0,36 St        
    Société Générale S.A. 0,19 St        
               
Deutsche Post AG   KfW - Kreditanstalt für Wiederaufbau 21 St 21,23 1,35 BlackRock Asset Management Deutschland AG 1,81
    BlackRock, Inc. 5 St        
               
Deutsche Telekom AG 0,01 (St) KfW - Kreditanstalt für Wiederaufbau 17,4 St 11,72 1,10 BlackRock Asset Management Deutschland AG 1,66
    Bundesrepublik Deutschland 14,5 St        
    BlackRock 6,1 St        
    The Blackstone Group L.P. 1,24 St        
    Deutsche Bank AG 0,03 St        
               
E.ON SE 4,66 (St) BlackRock, Inc. 5,01 St 14,41 0,36 BlackRock Asset Management Deutschland AG 2,52
    Credit Suisse Group AG 2,33 St        
    Morgan Stanley 1,29 St        
    Société Générale S.A. 0,96 St        
               
Fresenius Medical Care AG & Co. KGaA 2,44 (St) Fresenius SE & Co. KGaA 31,3 St 17,46 0,21 Thornburg Investment Management, Inc. 2,70
    BlackRock, Inc. 5,02 St        
    Thornburg Investment Management Inc. 2,97 St        
    UBS AG 2,67 St        
    Dr. Rainer Runte 0,03 St        
    Commerzbank AG 0,01 St        
               
Fresenius SE & Co. KGaA   Else Kröner-Fresenius-Stiftung 26,84 St 27,21 0,08 Harbor Fund 3,98
    BlackRock, Inc. 5,36 St        
    Allianz SE 4,26 St        
    The Capital Group Companies Inc. 2,92 St        
    Commerzbank AG 0,05 St        
               
HeidelbergCement AG   Ludwig Merckle 25,11 St 25,21 0,18 First Eagle Funds (division of ASB Securities LLC) 5,72
    BlackRock, Inc. 5,12 St        
    Arnhold and S. Bleichroeder Holdings, Inc. 5,12 St        
    Morgan Stanley 1,51 St        
    Commerzbank AG 0 St        
               
Henkel AG & Co. KGaA 2,07 (Vz) Familie Henkel 58,66 St 23,71 2,04 DeAWM Investment GmbH 3,92
               
Infineon Technologies AG   Dodge & Cox 9,95 St 34,88 0,13 Capital Research and Management Company 5,68
    The Capital Group Companies Inc. 8,02 St        
    BlackRock, Inc. 5,08 St        
    UBS AG 2,51 St        
               
K+S AG   Meritus Trust Company Limited 9,88 St 9,53 0,31 BlackRock Asset Management Deutschland AG 2,08
    BlackRock, Inc. 5,08 St        
    EuroPacific Growth Fund 3,11 St        
    UBS AG 2,63 St        
    Bank of America Corporation 0,45 St        
    Credit Suisse Group AG 0,37 St        
    The Goldman Sachs Group, Inc. 0,12 St        
    Société Générale S.A. 0,11 St        
    Morgan Stanley 0,05 St        
               
LANXESS AG   BlackRock, Inc. 9,61 St 23,06 -0,87 Dodge & Cox Funds 3,76
    Dodge & Cox 4,5 St        
    Allianz Global Investors Europe GmbH 2,92 St        
    UBS AG 2,25 St        
    The Goldman Sachs Group, Inc. 1,28 St        
               
Linde AG   Norges Bank (norwegische Zentralbank) 7,3 St 29,90 -0,66 Capital Research and Management Company 3,19
    Sun Life Financial Inc. 5,13 St        
    BlackRock, Inc. 5,02 St        
    The Capital Group Companies Inc. 2,99 St        
    UBS AG 2,76 St        
    Credit Suisse Group AG 0,75 St        
    Morgan Stanley 0,44 St        
    Société Générale S.A. 0,32 St        
    Commerzbank AG 0,06 St        
               
MERCK KGaA   BlackRock, Inc. 9,93 St 22,21 1,00 Franklin Templeton Investments 1,64
    Sun Life Financial Inc. 9,56 St        
    Templeton Investment Counsel, LLC 4,99 St        
    Templeton Global Advisors Limited 4,95 St        
    Capital Group Companies Inc. 2,91 St        
    UBS AG 2,52 St        
    The Goldman Sachs Group, Inc. 1,95 St        
    Morgan Stanley 0,09 St        
    Commerzbank AG 0,02 St        
               
Münchener Rückversicherungs-Gesellschaft AG   Warren E. Buffett 10,24 St 20,80 0,53 BlackRock Asset Management Deutschland AG 2,42
    BlackRock, Inc. 4,9 St        
    People's Bank of China / State Administration of Foreign Exchange (SAFE) 2,99 St        
    UBS AG 2,28 St        
    Credit Suisse Group AG 1,15 St        
    Commerzbank AG 0,27 St        
    Morgan Stanley 0,19 St        
               
RWE AG   RWEB GmbH 16,15 St 11,13 0,39 BlackRock Asset Management Deutschland AG 2,27
    Privataktionäre 13 St        
    BlackRock, Inc. 5,31 St        
    UBS AG 1,36 St        
    Belegschaftsaktionäre 1 St        
    Credit Suisse Group AG 0,27 St        
    Morgan Stanley 0,04 St        
    Société Générale S.A. 0,01 St        
               
SAP AG 2,83 (St) Prof. Hasso Plattner 9,71 St 18,89 -0,27 BlackRock Asset Management Deutschland AG 1,79
    Dr. Dietmar Hopp 9,2 St        
    Dr. Klaus Tschira 9 St        
    BlackRock, Inc. 5,13 St        
    Deutsche Bank Trust Company Americas 3,73 St        
    Morgan Stanley 1,21 St        
    Bank of America Corporation 0,19 St        
    Commerzbank AG 0,1 St        
    Credit Suisse Group AG 0,08 St        
               
Siemens AG 3,04 (St) Siemens (Familie) 6 St 15,68 0,34 BlackRock Asset Management Deutschland AG 2,18
    BlackRock, Inc. 5,01 St        
    DIC Company Limited 3,04 St        
    UBS AG 1,6 St        
    Vorstand 0,02 St        
    Commerzbank AG 0,02 St        
    Aufsichtsrat 0,01 St        
               
ThyssenKrupp AG   Alfried Krupp von Bohlen und Halbach-Stiftung 23,03 St 9,46 -0,42 BlackRock Asset Management Deutschland AG 1,39
    Cevian Capital II GP Limited 15,08 St        
    BlackRock, Inc. 5,16 St        
    Franklin Mutual Advisers, LLC 4,97 St        
               
VOLKSWAGEN AG   Porsche Automobil Holding SE 50,73 St 17,60 -0,91 Capital Research and Management Company 3,25
    Land Niedersachsen 20 St        
    Katar Holding 17 St        
               
MDAX              
               
Aareal Bank AG   Aareal Holding Verwaltungsgesellschaft mbH 28,9 St 31,59 0,26 Allianz Global Inv. Europe 2,98
    Allianz Global Investors Europe GmbH 4,92 St        
    Dimensional Fund Advisors LP 3,04 St        
    FMR LLC 3,01 St        
    Norges Bank (norwegische Zentralbank) 2,99 St        
               
Airbus Group N.V. 0,07 (St) Société de Gestion de Participations Aéronautiques-Sogepa 11 St 17,02 0,03 Capital Research and Management Company 3,17
    KfW - Kreditanstalt für Wiederaufbau 10,9 St        
    Capital Group International Inc. 5,07 St        
    BlackRock, Inc. 4,98 St        
    Sociedad Estatal de Participaciones Industriales (SEPI) 4,1 St        
               
Aurubis AG   Salzgitter AG 25 St 19,71 0,81 DFA Invest Dimensions Gr. Inc. 2,84
    Norges Bank (norwegische Zentralbank) 3,02 St        
    Dimensional Fund Advisors LP 3,01 St        
    Delta Lloyd Asset Management N.V. 2,99 St        
    BlackRock, Inc. 2,98 St        
    UBS AG 2,45 St        
    Aufsichtsrat 0,01 St        
    Vorstand 0,01 St        
               
Axel Springer SE   Axel Springer Gesellschaft für Publizistik GmbH & Co. 51,5 St 20,82 0,38 Tweedy, Browne Fund Inc. 4,14
    Dr. Friede Springer 5 St        
    Dr. Mathias Döpfner 3,26 St        
               
Bilfinger SE 4,09 (St) Cevian Capital Partners Limited 18,87 St 27,26 -0,06 DJE Investment S.A. 2,84
    Credit Suisse Group AG 3,66 St        
    BlackRock, Inc. 3,19 St        
    Delta Lloyd Asset Management N.V. 3,01 St        
    DJE Investment S.A. 2,98 St        
               
Brenntag AG   Bankhaus Lampe KG 7,27 St 36,55 -0,73 Threadneedle Asset Management Limited 3,75
    BlackRock, Inc. 5,2 St        
    Ameriprise Financial, Inc. 5,04 St        
    Sun Life Financial Inc. 5,03 St        
    Credit Suisse Group AG 3,76 St        
    Newton Management Limited 3,14 St        
    Longview Partners LLP 3,1 St        
    Allianz Global Investors Europe GmbH 3 St        
    UBS AG 2,99 St        
    Manning & Napier Advisors, LLC 2,87 St        
    Morgan Stanley 0,43 St        
    Steven Edward Holland 0,06 St        
    William A. Fidler 0,05 St        
    Bank of America Corporation 0,01 St        
               
Celesio AG   Mc Kesson Corporation 75,5 St 7,10 -0,06 DFA Invest Dimensions Gr. Inc. 0,79
    Magnetar Financial LLC 3,14 St        
               
Deutsche EuroShop AG   Familie Otto 16 St 15,95 -0,62 BlackRock Asset Management Deutschland AG 1,23
    BlackRock, Inc. 3,02 St        
    Gemeinnützige Hertie-Stiftung 3,02 St        
    Credit Suisse Group AG 2,93 St        
    Klaus Striebich 0,04 St        
    Manfred Zaß 0,02 St        
    Dr. Bernd Thiemann 0,01 St        
    Reiner Strecker 0,01 St        
               
Deutsche Wohnen AG   Sun Life Financial Inc. 11,05 St 27,65 1,86 MFS Massachusetts Financial Services Company 4,55
    BlackRock, Inc. 8,83 St        
    Norges Bank (norwegische Zentralbank) 5,48 St        
    APG Asset Management NV 2,99 St        
    Credit Suisse Group AG 2,99 St        
    William Blair & Company, LLC 2,92 St        
    Ärzteversorgung Westfalen-Lippe KdöR 2,31 St        
    Cohen & Steers, Inc. 2,28 St        
    Capital Group International Inc. 2,24 St        
    First Eagle Overseas Fund 2,06 St        
    Capital Guardian Trust Company 2,01 St        
    UBS AG 1,2 St        
    DZ Bank AG 0,01 St        
               
DMG MORI SEIKI AKTIENGESELLSCHAFT 2,29 (St) Mori Seiki Co., Ltd. 24,19 St 17,01 1,27 DFA Invest Dimensions Gr. Inc. 1,92
    Norges Bank (norwegische Zentralbank) 3,88 St        
    Allianz Global Investors Europe GmbH 3,04 St        
               
Dürr AG   Heinz Dürr GmbH 25,1 St 21,84 0,30 MainFirst SICAV 2,34
    Heinz und Heide Dürr Stiftung 3,47 St        
    BlackRock, Inc. 3,04 St        
    Vorstand 0,7 St        
               
ElringKlinger AG   Familien Lechler 52,22 St 17,87 0,04 New York Life Investment Management LLC 2,62
    Alken Fund SICAV 2,96 St        
    Klinger B.V. 2,56 St        
               
Evonik Industries AG   RAG-Stiftung 67,9 St 1,72 0,09 MainFirst SICAV 0,29
    CVC Capital Partners 17,9 St        
    Ellington Investments Pte. Ltd. 4,64 St        
               
Fielmann AG   KORVA SE 71,64 St 7,13 -0,01 FIL Investment Services (UK) Ltd. 0,76
               
Fraport AG Frankfurt Airport Services Worldwide 0,08 (St) Land Hessen 31,37 St 7,51 0,24 First Eagle Funds (division of ASB Securities LLC) 1,09
    Stadtwerke Frankfurt am Main Holding GmbH 20,03 St        
    Deutsche Lufthansa AG 8,46 St        
    RARE Infrastructure Limited 5,27 St        
    Lazard Asset Management LLC 2,88 St        
               
FUCHS PETROLUB SE 0,50 (St) Familie Fuchs 52 St 10,20 1,71 DeAWM Investment GmbH 2,65
  0,50 (Vz) Deutsche Asset & Wealth Management Investment GmbH 5,2 St        
               
GAGFAH S.A. 0,30 (St) Lansdowne Partners Limited 8,51 St 14,31 0,73 Henderson Global Investors Limited 1,45
    Sun Life Financial Inc. 7,18 St        
    Deutsche Bank AG 5,59 St        
               
GEA Group Aktiengesellschaft   Kuwait Investment Office 7,9 St 32,60 -0,05 Alecta pensionsförsäkring 4,86
    BlackRock, Inc. 5,09 St        
    Alecta pensionsförsäkring, ömsesidigt 3,1 St        
    FMR LLC 3,03 St        
    Schroders PLC 2,94 St        
               
Gerresheimer AG   Templeton Investment Counsel, LLC 5,05 St 34,73 -2,50 Threadneedle Asset Management Limited 4,63
    Threadneedle Asset Management Holdings Ltd. 5,04 St        
    Eton Park Overseas Fund, Ltd. 4,92 St        
    BlackRock, Inc. 3,18 St        
    Edinburgh Partners Limited 3,11 St        
    WS Management LLLP 3,1 St        
    Black Creek Investment Management Inc. 3,07 St        
    Allianz Global Investors Europe GmbH 3,05 St        
    Hound Partners LLC 2,95 St        
    Morgan Stanley 2,58 St        
               
Gerry Weber International AG   Gerhard Weber 29,06 St 16,87 -0,85 DeAWM Investment GmbH 2,41
    Udo Hardieck 17,42 St        
    Ralf Weber 2,43 St        
    Charlotte Weber-Dresselhaus 0,15 St        
               
Hannover Rück SE   Talanx AG 50,22 St 19,18 3,68 DeAWM Investment GmbH 5,68
    BlackRock, Inc. 3 St        
    Société Générale S.A. 0,06 St        
               
HOCHTIEF AG   Acs, Actividades de Construccion y Servicios S.A. 58,92 St 5,68 0,15 Sparinvest DK 0,92
    Qatar Holdings LLC 11,1 St        
    Southeastern Asset Management, Inc. 2,98 St        
               
HUGO BOSS AG 1,97 (St) Red & Black Lux S.à r.l. 50 St 4,99 -0,05 Allianz Global Inv. Europe 1,61
    Allianz Global Investors Europe GmbH 3,1 St        
    The Capital Group Companies Inc. 3,03 St        
    PFC S.r.l. 0,37 St        
               
Kabel Deutschland Holding AG   Vodafone Group Plc 76,57 St 10,53 -0,88 Artisan Partners Funds, Inc. 1,71
    Paul E. Singer 13,48 St        
    BlackRock, Inc. 4,3 St        
    Barclays PLC 0,02 St        
    Bank of America Corporation 0 St        
               
Klöckner & Co SE   Franklin Templeton Investments Corp. 4,99 St 25,68 1,38 DFA Invest Dimensions Gr. Inc. 3,41
    Interfer Holding GmbH 4,98 St        
    Dimensional Fund Advisors LP 3,06 St        
    Allianz Global Investors Europe GmbH 3,05 St        
    Société Générale S.A. 0,05 St        
    Prof. Dr. Dieter Hans Vogel 0,05 St        
               
KRONES AG   Familie Kronseder 51,85 St 16,53 -0,12 Oddo Asset Management 2,55
    Petra Schadeberg-Herrmann 4,16 St        
    Schadeberg GbR 3,28 St        
    ODDO ET CIE 3,27 St        
    Tweedy, Browne Company LLC 2,88 St        
    Allianz Global Investors Europe GmbH 2,71 St        
               
KUKA AG   Grenzebach Maschinenbau GmbH 19,8 St 13,17 0,09 Franklin Templeton International Services S.A. 3,15
    Swoctem GmbH 5,09 St        
    AXA S.A. 4,99 St        
    Bank of America Corporation 3,05 St        
    Franklin Mutual Advisers, LLC 3,02 St        
    BlackRock, Inc. 2,97 St        
    Franklin Templeton Investment Funds 2,91 St        
    Norges Bank (norwegische Zentralbank) 2,79 St        
    Oppenheim Asset Management Services S.á.r.l. 0,03 St        
               
LEG Immobilien AG   BlackRock, Inc. 15,14 St 26,28 9,06 BlackRock (Luxembourg) S.A. 6,23
    Perry Partners International, Inc 7,72 St        
    Sun Life Financial Inc. 5,39 St        
    CBRE Clarion Securities LLC 5,35 St        
    Ruffer LLP 4,3 St        
    The Goldman Sachs Group, Inc. 0,41 St        
               
LEONI AG   Norges Bank (norwegische Zentralbank) 4,09 St 20,97 0,08 BlackRock Asset Management Deutschland AG 1,27
    BlackRock, Inc. 2,96 St        
    Johann Erich Wilms 2,76 St        
               
MAN SE   Truck & Bus GmbH 75,03 St 5,09 -0,11 Old Mutual IM Ltd 2,49
    Truck & Bus GmbH 43,3 Vz        
    Volkswagen AG 26,46 Vz        
               
METRO AG   Stimmrechtsbündelung Haniel/Schmidt-Ruthenbeck 45,78 St 11,01 0,13 Franklin Templeton International Services S.A. 1,30
    Gesellschafterstamm Beisheim 9,97 St        
    Franklin Mutual Advisers, LLC 3,06 St        
    Credit Suisse Group AG 0,02 St        
               
MTU Aero Engines AG 2,20 (St) The Capital Group Companies Inc. 9,19 St 34,77 1,04 Capital International Canada 3,53
    Sun Life Financial Inc. 5,77 St        
    Artisan Partners Limited Partnership 5,08 St        
    GIC Private Limited 3,03 St        
    Franklin Templeton Institutional, LLC 2,97 St        
    Ameriprise Financial, Inc. 2,66 St        
    UBS AG 1,83 St        
               
NORMA Group SE   Ameriprise Financial, Inc. 9,96 St 52,94 0,54 Threadneedle Asset Management Limited 5,33
    Mondrian Investment Partners Limited 5,34 St        
    BlackRock, Inc. 5,1 St        
    Allianz Global Investors Europe GmbH 5,02 St        
    BNP Paribas Investment Partners S.A. 3,15 St        
    The Capital Group Companies Inc. 3,05 St        
    T. Rowe Price Associates Inc. 3,02 St        
    ODDO ET CIE 2,84 St        
    Vorstand 2,2 St        
    Aufsichtsrat 0,3 St        
    Bank of America Corporation 0,04 St        
               
OSRAM Licht AG   Siemens Beteiligungen Inland GmbH 17 St 12,76 0,36 Pioneer Asset Management S.A. 1,26
    BlackRock, Inc. 5,08 St        
    FMR LLC 3,06 St        
    Staat Katar 2,91 St        
    The Goldman Sachs Group, Inc. 0,12 St        
               
ProSiebenSat.1 Media AG 2,55 (St) Capital Research and Management Company 10,03 St 29,27 5,08 Capital Research and Management Company 6,99
    BlackRock, Inc. 10,02 St        
    Capital Income Builder 3,02 St        
    Ameriprise Financial, Inc. 2,94 St        
    Norges Bank (norwegische Zentralbank) 0,75 St        
               
RATIONAL AG   Siegfried Meister 63 St 10,44 0,93 Allianz Global Investors Fund SICAV 1,71
    Walter Kurtz 7,81 St        
               
Rheinmetall AG 3,85 (St) Harris Associates L.P. 9,82 St 26,82 0,18 Harris Associates L.P. 5,51
    BlackRock, Inc. 4,95 St        
    LSV Asset Management 3,03 St        
    Aufsichtsrat 0,8 St        
    Vorstand 0,2 St        
    Société Générale S.A. 0,03 St        
               
Rhön-Klinikum AG   B. Braun Melsungen Aktiengesellschaft 15,08 St 21,39 0,11 Alecta pensionsförsäkring 9,13
    Familie Münch 11,45 St        
    Alecta pensionsförsäkring, ömsesidigt 9,94 St        
    Asklepios Kliniken Verwaltungsgesellschaft mbH 5,01 St        
    Fresenius SE & Co. KGaA 5 St        
    Goldman Sachs Asset Management International 3,31 St        
    UBS AG 2,96 St        
    Credit Suisse Group AG 1,99 St        
    Morgan Stanley 1,61 St        
               
RTL Group S.A. 0,76 (St) Bertelsmann Capital Holding GmbH 75,1 St 7,15 0,51 Capital Research and Management Company 1,13
               
Salzgitter AG 10,00 (St) Land Niedersachsen 26,5 St 15,68 0,27 MainFirst SICAV 2,12
               
SGL Carbon SE   SKion GmbH 27,62 St 2,36 0,00 DFA Invest Dimensions Gr. Inc. 0,43
    Bayerische Motoren Werke AG 15,72 St        
    Volkswagen AG 9,98 St        
    Voith AG 9,14 St        
    Société Générale S.A. 0,07 St        
               
Sky Deutschland AG   21st Century Fox Inc. 54,83 St 11,76 0,46 Classic Fund Management AG 1,52
    Odey Asset Management LLP 8,94 St        
    UBS AG 1,11 St        
    Dr. Stefan Jentzsch 0,02 St        
               
STADA Arzneimittel AG 0,15 (St) Deutsche Asset & Wealth Management Investment GmbH 6,37 St 29,02 0,73 DeAWM Investment GmbH 6,25
    BlackRock, Inc. 3,05 St        
    Empyrean Capital Partners, LP 3,03 St        
    LSV Asset Management 3,02 St        
    Allianz Global Investors Europe GmbH 2,97 St        
    Gryphon Investment Counsel Inc. 2,96 St        
    Norges Bank (norwegische Zentralbank) 1,39 St        
    The Goldman Sachs Group, Inc. 0,42 St        
    Société Générale S.A. 0,09 St        
               
Südzucker AG   Süddeutsche Zuckerrüben-Verwertungs-Genossenschaft eG 52 St 8,50 0,34 M&G Investment Management Ltd. 1,47
    Zucker Invest GmbH 10 St        
    BlackRock, Inc. 2,14 St        
    Société Générale S.A. 0,11 St        
               
Symrise AG   Sun Life Financial Inc. 8,78 St 31,09 0,81 M&G Investment Management Ltd. 4,05
    Horst-Otto Gerberding 5,91 St        
    Prudential PLC 4,52 St        
    Standard Life Investments Limited 3,7 St        
    Bankhaus Lampe KG 3,61 St        
    Jahr Holding GmbH & Co KG 3,05 St        
    Ameriprise Financial, Inc. 3,02 St        
    Allianz Global Investors Europe GmbH 3,02 St        
    Mondrian Investment Partners Limited 2,57 St        
    Commerzbank AG 0 St        
               
TAG Immobilien AG   Ruffer LLP 14,99 St 52,31 1,71 Flossbach von Storch AG 12,04
    Flossbach von Storch Invest S.A. 11,69 St        
    Versorgungsanstalt des Bundes und der Länder 10,14 St        
    Sun Life Financial Inc. 10,01 St        
    Taube Hodson Stonex Partners LLP 5,32 St        
    Universal-Investment-Gesellschaft mbh 5,28 St        
    Helaba Invest Kapitalanlagegesellschaft mbH 5,16 St        
    BlackRock, Inc. 3,7 St        
    Ameriprise Financial, Inc. 2,97 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,85 St        
    Dr. Lutz R. Ristow 1,52 St        
    UBS AG 0,91 St        
    Rolf Elgeti 0,13 St        
    Albert Asmussen GmbH 0,05 St        
               
Talanx AG   HDI Haftpflichtverband der Deutschen Industrie V.a.G. 79 St 4,72 0,21 DeAWM Investment GmbH 1,35
    Meiji Yasuda Life Insurance Company 6,49 St        
               
TUI AG   S-Group Travel Holding GmbH 24,11 St 14,04 0,08 DeAWM Investment GmbH 3,56
    Riu Hotels S.A. 8 St        
    Deutsche Asset & Wealth Management Investment GmbH 3,35 St        
    BlackRock, Inc. 3,01 St        
    The Goldman Sachs Group, Inc. 1,52 St        
    Teck Capital Management 0,29 St        
    Société Générale S.A. 0,21 St        
    Friedrich Joussen 0,05 St        
    Bank of America Corporation 0,02 St        
               
Wacker Chemie AG 4,75 (St) Dr. Alexander Wacker Familiengesellschaft mbH 60,39 St 7,02 0,62 Union Investment Privatfonds GmbH 0,93
    Blue Elephant Holding GmbH 10,86 St        
               
Wincor Nixdorf AG 9,99 (St) Deutsche Asset & Wealth Management Investment GmbH 8,16 St 48,70 2,48 DeAWM Investment GmbH 8,20
    Allianz Global Investors Europe GmbH 3,14 St        
    Norges Bank (norwegische Zentralbank) 2,99 St        
    Artisan Partners Limited Partnership 2,87 St        
    William Blair & Company, LLC 2,8 St        
    BlackRock, Inc. 2,7 St        
    Polaris Capital Management, LLC 2,44 St        
    Eckard Heidloff 0,02 St        
               
TecDAX              
               
AIXTRON SE   Camma B.V. 7,51 St 26,76 -0,43 Allianz Global Inv. Europe 5,79
    Allianz Global Investors Europe GmbH 6,05 St        
    Generation Investment Management LLP 5,17 St        
    BlackRock, Inc. 4,91 St        
    Baillie Gifford & Co. 4,63 St        
    Vanguard Group Inc. 3,32 St        
    ING Investment Management Belgium S.A. 2,99 St        
    UBS AG 2,55 St        
    Credit Suisse Group AG 1,28 St        
    BNP Paribas S.A. 0,06 St        
    Société Générale S.A. 0,05 St        
               
BB BIOTECH AG 3,01 (St) Newton Investment Management Limited 9,95 St 15,23 -0,09 Newton Fund Managers Ltd. 5,85
               
Bechtle AG   Karin Schick 35,02 St 25,54 0,14 Flossbach von Storch AG 9,89
    Flossbach von Storch Invest S.A. 10,07 St        
    Norges Bank (norwegische Zentralbank) 3,84 St        
    LOYS Sivac 3,34 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,86 St        
    Allianz Global Investors Europe GmbH 2,84 St        
    Jürgen Schäfer 0,02 St        
               
CANCOM SE   Allianz Global Investors Europe GmbH 7,99 St 16,81 -0,27 Allianz Global Inv. Europe 2,48
    Allianz Global Investors Luxembourg S.A. 4,87 St        
    Denver Investment Advisors LLC 3,06 St        
    Ameriprise Financial, Inc. 3,02 St        
    Heiko Sauer 2,93 St        
    Stefan Kober 1,85 St        
    Klaus Weinmann 1,27 St        
               
Carl Zeiss Meditec AG   Carl Zeiss AG 65,05 St 11,25 -0,18 OppenheimerFunds, Inc. 1,84
    ODDO ET CIE 3,04 St        
               
CompuGroup Medical AG 6,57 (St) Frank Gotthardt 33,55 St 13,61 -1,34 OppenheimerFunds, Inc. 3,22
    Dr. Daniel Gotthardt 6,81 St        
    Dr. Brigitte Gotthardt 6,35 St        
    Fidelity Management & Research Company (FMR) 5,66 St        
    FMR LLC 5,09 St        
    Dr. Reinhard Koop 3,81 St        
    Oppenheimer Funds Inc. 3,26 St        
    Massachusetts Mutual Life Insurance Company 3,19 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,99 St        
               
Dialog Semiconductor PLC   The Bank of New York Mellon SA/NV 6,9 St 25,75 1,33 FPM Frankfurt Performance Management AG 1,71
    BNP Paribas Securities Services 6,6 St        
    Waddell and Reed Financial Inc. 6,18 St        
    State Street 5,9 St        
    Kleinwort Benson (Jersey) Trustees Limited as Trustee of the Dialog Semiconductor plc Employee Benefit Trust 5,87 St        
    Citigroup Global Markets 5,6 St        
    Robert Citrone 5,6 St        
    CLEARSTREAM BANKING S.A. 5,3 St        
    Caceis Bank 4,9 St        
    Chase Nominees Ltd 4,3 St        
    Black Creek Investment Management Inc. 3,95 St        
    Norges Bank (norwegische Zentralbank) 2,99 St        
    X-FAB Semiconductor AG 1,8 St        
               
Drillisch AG 9,76 (St) FMR LLC 5,45 St 16,51 1,32 Union Investment Privatfonds GmbH 2,05
    Marc Brucherseifer 2,03 St        
    Mellon Capital Management Corporation 1,77 St        
    Vlasios Choulidis 0,75 St        
    Paschalis Choulidis 0,75 St        
    Johann Weindl 0,02 St        
    Dr. Horst Lennertz 0,01 St        
    UBS AG 0,01 St        
               
Drägerwerk AG & Co. KGaA   Familie Dräger 71,59 St 43,34 -0,19 Allianz Global Inv. Europe 5,25
    Norges Bank (norwegische Zentralbank) 3,49 St        
    Lazard Freres Gestion S.A.S. 3,04 St        
    Oddo Asset Management 2,97 St        
    Dräger Stiftung 0,12 St        
               
Evotec AG   BVF Inc. 18,13 St 9,36 -0,05 DeAWM Investment GmbH 2,42
    Roland Oetker 14,74 St        
    TVM V Life Science Management GmbH & Co. KG 9,43 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,98 St        
    Dr. Werner Lanthaler 0,39 St        
    Mary C. Tanner 0,05 St        
    Dr. Mario Polywka 0,05 St        
    Dr. Cord Dohrmann 0,03 St        
    Dr. Walter Wenninger 0,03 St        
    Morgan Stanley 0 St        
               
freenet AG   BlackRock, Inc. 4,96 St 36,11 1,54 Flossbach von Storch AG 2,68
    Norges Bank (norwegische Zentralbank) 3,3 St        
    J.P. Morgan Investment Management Inc 3,08 St        
    LSV Asset Management 2,99 St        
    Bank of America Corporation 0,79 St        
    Drillisch AG 0,39 St        
               
JENOPTIK AG   ECE Industriebeteiligungen GmbH 14,01 St 18,68 1,45 DeAWM Investment GmbH 3,28
    Thüringer Industriebeteiligungs GmbH & Co. KG 11 St        
    Deutsche Asset & Wealth Management Investment GmbH 3,38 St        
    Oddo Asset Management 3,05 St        
               
Kontron AG 0,22 (St) Warburg Pincus & Co. 18,62 St 18,91 2,74 DFA Investment Dimensions Group Inc. 2,20
    Triton 12,87 St        
    Virmont S.a.r.l. 3,17 St        
    BNY Mellon Service Kapitalanlage-Gesellschaft mbH 3,01 St        
    Martin Bertinchamp 0,05 St        
    Rolf Schwirz 0,04 St        
    Andreas Plikat 0,02 St        
               
LPKF Laser & Electronics AG   Deutsche Asset & Wealth Management Investment GmbH 4,7 St 16,82 0,02 DeAWM Investment GmbH 4,18
    WA Holdings, Inc. 3,26 St        
    Rock Point Advisors LLC 2,99 St        
    Bernd Hackmann 0,56 St        
    Bernd Lange 0,34 St        
    Dr. Ingo Bretthauer 0,25 St        
    Kai Bentz 0,07 St        
    Dr. Heino Büsching 0,04 St        
    Prof. Dr. Erich Barke 0,01 St        
               
Manz AG   Dieter Manz 40,98 St 16,27 4,21 Union Investment Privatfonds GmbH 3,35
    Ulrike Manz 4,2 St        
    Otto Angerhofer 3,35 St        
    Henderson Group plc 2,98 St        
    Union Investment Privatfonds GmbH 2,31 St        
               
MorphoSys AG 1,29 (St) Novartis Pharma AG 5,59 St 26,84 0,08 OppenheimerFunds, Inc. 6,04
    Celgene Alpine Investment Co., LLC 3,03 St        
    Credit Suisse Fund Management S.A 3,01 St        
    Invesco Advisers, Inc. 3 St        
    BlackRock, Inc. 2,97 St        
    Dr. Simon Moroney 1,54 St        
    Dr. Marlies Sproll 0,1 St        
    Vorstand und Aufsichtsrat 0,08 St        
               
Nemetschek AG   Prof. Georg Nemetschek 53,57 St 18,87 -2,60 OppenheimerFunds, Inc. 2,07
    Allianz SE 5,08 St        
    Universal-Investment-Gesellschaft mbh 2,95 St        
               
Nordex SE   Skion/momentum capital/Klatten 22,79 St 15,75 0,12 DeAWM Investment GmbH 3,73
    Deutsche Bank AG 3,06 St        
    JP Morgan Asset Management (UK) Limited 2,99 St        
    BlackRock, Inc. 2,98 St        
    BNP Paribas S.A. 0,08 St        
    Lars Bondo Krogsgaard 0,06 St        
    Dr. Wolfgang Ziebart 0,01 St        
               
Pfeiffer Vacuum Technology AG   Capital Research and Management Company 5,37 St 37,47 0,73 Threadneedle Asset Management Limited 3,21
    BNP Paribas Investment Partners S.A. 5,06 St        
    Ameriprise Financial, Inc. 4,65 St        
    Hakuto - Handelsvertretung 3,48 St        
    Henderson Global Investors Limited 3,44 St        
    Montanaro Asset Management Ltd 3,01 St        
               
PSI AG für Produkte und Systeme der Informationstechnologie 0,39 (St) RWE Deutschland AG 17,77 St 15,29 -0,63 Standard Life Investments Limited 1,73
    Konsortium 9,35 St        
    Jubilee System Sdn Bhd 8,1 St        
    Sterling Strategic Value Ltd 5,04 St        
    Standard Life Investments Ltd. 3,06 St        
    Investmentaktiengesellschaft für langfristige Investoren TGV 3,03 St        
    Karsten Trippel 0,7 St        
    Dr. Harald Schrimpf 0,38 St        
    Wilfried Götze 0,35 St        
    Prof. Dr. Rolf Windmöller 0,04 St        
    Elena Günzler 0,01 St        
    Bernd Haus 0,01 St        
    Dr. Ralf Becherer 0,01 St        
    Harald Fuchs 0,01 St        
               
QIAGEN N.V. 2,90 (St) Manning & Napier Advisors, LLC 5,22 St 13,97 0,08 Manning & Napier Fund, Inc. 2,95
    FMR LLC 4,79 St        
    FIL Limited 4,41 St        
    Platinum Investment Management Limited 4,22 St        
    BlackRock, Inc. 3,69 St        
    The Vanguard Group 3,27 St        
    Generation Investment Management LLP 2,88 St        
    Amundi Group 2,13 St        
    Dr. Metin Colpan 1,73 St        
    Peer M. Schatz 0,82 St        
    Prof. Dr. Detlev H. Riesner 0,61 St        
    Deutsche Bank AG 0,27 St        
               
QSC AG   Gerd Eickers 12,54 St 12,71 0,07 J O Hambro CM Ltd. (UK) 3,31
    Dr. Bernd Schlobohm 12,49 St        
    J O Hambro Capital Management Limited 5,19 St        
    Kempen European Participations N.V. 5,1 St        
    Credit Suisse Fund Management S.A 3,04 St        
    Allianz Global Investors Europe GmbH 2,95 St        
    Jürgen Hermann 0,16 St        
    Dr. Frank Zurlino 0,01 St        
               
Sartorius AG 8,89 (St) Erbengemeinschaft nach Horst Sartorius 50,1 St 21,31 0,45 Fidelity Investments Luxembourg S.A. (FIL) 2,34
  8,98 (Vz) Bio-Rad Laboratories Inc. 30,01 St        
    Familienbesitz 5 St        
               
SMA Solar Technology AG   Pool SMA Solar Technology AG 25,2 St 7,06 -0,07 Vanguard Group, Inc., The 2,48
    Danfoss A/S 20 St        
    Peter Drews 7,64 St        
    Rainer Wettlaufer 7,64 St        
    Günther Cramer 7,63 St        
    Prof. Dr. Werner Kleinkauf 4,39 St        
               
Software AG 9,30 (St) Software AG Stiftung 28,99 St 25,57 0,72 DeAWM Investment GmbH 2,70
    FMR LLC 3,45 St        
    Deutsche Asset & Wealth Management Investment GmbH 3,11 St        
    Templeton Investment Counsel, LLC 3 St        
    Deka Investment GmbH 2,87 St        
    Norges Bank (norwegische Zentralbank) 2,86 St        
               
STRATEC Biomedical AG 0,10 (St) Herdor GmbH & Co. KG 9,68 St 22,61 -1,02 Threadneedle Asset Management Limited 4,77
    Ralf Leistner 9,57 St        
    Bettina Siegle 9,52 St        
    Tanja van Dinter 9,37 St        
    Ameriprise Financial, Inc. 5,39 St        
    Montanaro Asset Management Ltd 4,78 St        
    Oppenheimer International Small Company Fund 3,01 St        
    Financière de l'Echiquier 2,96 St        
    Hermann Leistner 0,39 St        
    Doris Leistner 0,34 St        
               
Telefónica Deutschland Holding AG   Telefónica Germany Holdings Limited 76,83 St 3,39 -0,92 T. Rowe Price Investment Services Inc. 0,47
    BlackRock, Inc. 2,89 St        
               
United Internet AG 0,29 (St) Ralph Dommermuth 42,27 St 15,32 0,38 DeAWM Investment GmbH 2,74
    Deutsche Asset & Wealth Management Investment GmbH 4,99 St        
    BlackRock, Inc. 3,02 St        
    Allianz Global Investors Europe GmbH 3 St        
    Oppenheimer Funds Inc. 2,99 St        
    Michael Scheeren 0,26 St        
    Norbert Lang 0,08 St        
    Morgan Stanley 0,02 St        
    Robert Nikolaus Hoffmann 0,01 St        
               
Wirecard AG   Jupiter Asset Management Limited 6,27 St 40,48 0,13 Jupiter Unit Trust Managers Limited 5,13
    MB Beteiligungsgesellschaft mbH 5,9 St        
    The Capital Group Companies Inc. 5,04 St        
    Alken Fund SICAV 4,94 St        
    Ameriprise Financial, Inc. 3,07 St        
    WA Holdings, Inc. 2,99 St        
    Artisan Partners Limited Partnership 2,8 St        
    Commerzbank AG 0,04 St        
               
XING AG 0,23 (St) Burda Digital GmbH 52,26 St 24,70 1,54 DeAWM Investment GmbH 5,87
    Deutsche Asset & Wealth Management Investment GmbH 6,66 St        
    Schroders PLC 5,05 St        
    Union Investment Privatfonds GmbH 5 St        
    Oppenheimer International Small Company Fund 3,12 St        
    Ennismore Fund Management Limited 2,99 St        

 

 

VIPsight Shareholder ID: …….. Holdings in per cent
Companies Own-shares Notifiable shareholders Share Investment companies (KAGs) making disclosures*  
        Total Change Biggest KAG Share
               
DAX              
               
adidas AG   BlackRock, Inc. 5,04 St 32,29 0,47 Capital Research and Management Company 5,58
    The Capital Group Companies Inc. 4,92 St        
    Thornburg Investment Management Inc. 4,81 St        
    Management 2 St        
    UBS AG 1,83 St        
    Credit Suisse Group AG 0,38 St        
    The Goldman Sachs Group, Inc. 0,17 St        
    Commerzbank AG 0,03 St        
    Société Générale S.A. 0,02 St        
               
Allianz SE 0,60 (St) BlackRock, Inc. 5,03 St 24,86 -0,56 BlackRock Asset Management Deutschland AG 2,53
    UBS AG 1,95 St        
    Société Générale S.A. 0,94 St        
    Morgan Stanley 0,16 St        
    Credit Suisse Group AG 0,15 St        
    Commerzbank AG 0,04 St        
               
BASF SE   BlackRock, Inc. 5,35 St 18,73 0,02 BlackRock Asset Management Deutschland AG 2,53
    Norges Bank (norwegische Zentralbank) 3,14 St        
    UBS AG 2,14 St        
    Commerzbank AG 0,11 St        
               
Bayer AG   The Capital Group Companies Inc. 6,48 St 30,51 0,18 Capital Research and Management Company 5,63
    BlackRock Group 5,01 St        
    UBS AG 2,65 St        
    Société Générale S.A. 0,54 St        
    Morgan Stanley 0,46 St        
    Commerzbank AG 0,01 St        
               
Bayerische Motoren Werke AG   AQTON SE 17,4 St 15,17 0,15 BlackRock Asset Management Deutschland AG 1,37
    Johanna Quandt 16,7 St        
    Susanne Klatten Beteiligungs GmbH 12,6 St        
    BlackRock 3,98 St        
    Credit Suisse Group AG 0,04 St        
               
Beiersdorf AG 9,99 (St) maxingvest ag 50,47 St 8,80 0,18 TIAA CREF 0,89
    BlackRock, Inc. 2,99 St        
               
Commerzbank AG   Bundesrepublik Deutschland 17,15 St 17,82 1,03 Capital Research and Management Company 5,05
    The Capital Group Companies Inc. 5,15 St        
    BlackRock Advisors Holdings, Inc. 3 St        
    SILAG AG 0,21 St        
               
Continental AG   Schaeffler Group 46 St 18,13 0,39 DeAWM Investment GmbH 1,28
    BlackRock, Inc. 5,09 St        
    The Royal Bank of Scotland Group plc 0,02 St        
    Commerzbank AG 0,01 St        
               
Daimler AG   Kuwait Investment Authority 6,8 St 19,51 0,17 BlackRock Asset Management Deutschland AG 2,35
    BlackRock, Inc. 5,72 St        
    Norges Bank (norwegische Zentralbank) 3,17 St        
    Renault S. A. 3,1 St        
    UBS AG 1,25 St        
    Morgan Stanley 0,41 St        
    Commerzbank AG 0,11 St        
    Deutsche Bank AG 0,02 St        
               
Deutsche Bank AG 0,01 (St) Paramount Services Holdings Ltd. 5,83 St 13,99 0,05 BlackRock Asset Management Deutschland AG 1,91
    BlackRock, Inc. 5,14 St        
    UBS AG 2,1 St        
    LYXOR INTERNATIONAL ASSET MANAGEMENT S.A.S. 2,04 St        
    Credit Suisse Group AG 1,21 St        
    Morgan Stanley 0,35 St        
    JP Morgan Chase & Co. 0,07 St        
    Anshuman Jain 0,04 St        
    Henry Ritchotte 0,01 St        
    Rainer Neske 0,01 St        
    Jürgen Fitschen 0,01 St        
               
Deutsche Börse AG 4,94 (St) BlackRock, Inc. 5,64 St 31,60 0,10 BlackRock Financial Management, Inc. 2,03
    The Capital Group Companies Inc. 3,12 St        
    Dodge & Cox 3,1 St        
    Invesco Ltd. 3,08 St        
    Baillie Gifford & Co. 3,01 St        
    Franklin Mutual Advisers, LLC 2,9 St        
    UBS AG 2,52 St        
    Morgan Stanley 0,23 St        
    Credit Suisse Group AG 0,06 St        
               
Deutsche Lufthansa AG   BlackRock, Inc. 5,43 St 27,41 0,26 Capital Research and Management Company 4,87
    The Capital Group Companies Inc. 5,34 St        
    Templeton Global Advisors Limited 5 St        
    UBS AG 2,9 St        
    Morgan Stanley 0,36 St        
    Société Générale S.A. 0,19 St        
               
Deutsche Post AG   KfW - Kreditanstalt für Wiederaufbau 21 St 21,41 0,15 BlackRock Asset Management Deutschland AG 1,97
    BlackRock, Inc. 5 St        
               
Deutsche Telekom AG 0,01 (St) KfW - Kreditanstalt für Wiederaufbau 17,4 St 11,90 0,18 BlackRock Asset Management Deutschland AG 1,75
    Bundesrepublik Deutschland 14,5 St        
    BlackRock 6,1 St        
    The Blackstone Group L.P. 1,24 St        
    Deutsche Bank AG 0,03 St        
               
E.ON SE 4,66 (St) BlackRock, Inc. 5,01 St 14,54 0,13 BlackRock Asset Management Deutschland AG 2,60
    Credit Suisse Group AG 2,33 St        
    Morgan Stanley 1,29 St        
    Société Générale S.A. 0,96 St        
               
Fresenius Medical Care AG & Co. KGaA 2,44 (St) Fresenius SE & Co. KGaA 31,3 St 17,50 0,04 Thornburg Investment Management, Inc. 2,70
    BlackRock, Inc. 4,97 St        
    Thornburg Investment Management Inc. 2,97 St        
    UBS AG 2,67 St        
    Dr. Rainer Runte 0,03 St        
    Roberto Fusté 0,03 St        
    Commerzbank AG 0,01 St        
               
Fresenius SE & Co. KGaA   Else Kröner-Fresenius-Stiftung 26,84 St 27,48 0,20 Harbor Fund 3,98
    BlackRock, Inc. 5,36 St        
    Allianz SE 4,26 St        
    The Capital Group Companies Inc. 2,92 St        
    Commerzbank AG 0,05 St        
               
HeidelbergCement AG   Ludwig Merckle 25,11 St 25,31 0,14 First Eagle Funds (division of ASB Securities LLC) 5,72
    Arnhold and S. Bleichroeder Holdings, Inc. 5,12 St        
    BlackRock, Inc. 4,89 St        
    Morgan Stanley 1,51 St        
    Commerzbank AG 0 St        
               
Henkel AG & Co. KGaA 2,07 (Vz) Familie Henkel 59,91 St 22,19 -1,59 BlackRock Asset Management Deutschland AG 2,14
               
Infineon Technologies AG   Dodge & Cox 9,95 St 35,70 0,67 Capital Research and Management Company 5,68
    The Capital Group Companies Inc. 8,02 St        
    BlackRock, Inc. 5,08 St        
    NEU Allianz Global Investors Europe GmbH 5,03 St        
    UBS AG 2,51 St        
               
K+S AG   Meritus Trust Company Limited 9,88 St 9,49 -0,04 BlackRock Asset Management Deutschland AG 2,16
    BlackRock, Inc. 5,08 St        
    EuroPacific Growth Fund 3,11 St        
    UBS AG 2,63 St        
    Bank of America Corporation 0,45 St        
    Credit Suisse Group AG 0,37 St        
    The Goldman Sachs Group, Inc. 0,12 St        
    Société Générale S.A. 0,11 St        
    Morgan Stanley 0,05 St        
               
LANXESS AG   BlackRock, Inc. 9,61 St 23,20 0,09 Dodge & Cox Funds 3,76
    Dodge & Cox 4,5 St        
    Allianz Global Investors Europe GmbH 2,92 St        
    UBS AG 2,25 St        
    The Goldman Sachs Group, Inc. 1,28 St        
               
Linde AG   Norges Bank (norwegische Zentralbank) 7,3 St 30,10 0,15 Capital Research and Management Company 3,19
    Sun Life Financial Inc. 5,13 St        
    BlackRock, Inc. 5,02 St        
    The Capital Group Companies Inc. 2,99 St        
    UBS AG 2,76 St        
    Credit Suisse Group AG 0,75 St        
    Morgan Stanley 0,44 St        
    Société Générale S.A. 0,32 St        
    Commerzbank AG 0,06 St        
               
MERCK KGaA   BlackRock, Inc. 9,93 St 22,78 0,52 Franklin Templeton Investments 1,64
    Sun Life Financial Inc. 9,56 St        
    Templeton Investment Counsel, LLC 4,99 St        
    Templeton Global Advisors Limited 4,95 St        
    UBS AG 2,52 St        
    The Goldman Sachs Group, Inc. 1,95 St        
    Société Générale S.A. 0,24 St        
    Morgan Stanley 0,09 St        
    Commerzbank AG 0,02 St        
               
Münchener Rückversicherungs-Gesellschaft AG   Warren E. Buffett 10,24 St 20,69 -0,17 BlackRock Asset Management Deutschland AG 2,42
    BlackRock, Inc. 4,9 St        
    People's Bank of China / State Administration of Foreign Exchange (SAFE) 2,99 St        
    UBS AG 2,28 St        
    Credit Suisse Group AG 1,15 St        
    Commerzbank AG 0,27 St        
    Morgan Stanley 0,19 St        
    Société Générale S.A. 0,05 St        
               
RWE AG   RWEB GmbH 16,15 St 11,14 0,00 BlackRock Asset Management Deutschland AG 2,20
    Privataktionäre 13 St        
    BlackRock, Inc. 5,31 St        
    UBS AG 1,36 St        
    Belegschaftsaktionäre 1 St        
    Credit Suisse Group AG 0,27 St        
    Morgan Stanley 0,04 St        
    Société Générale S.A. 0,01 St        
               
SAP SE 2,83 (St) Prof. Hasso Plattner 9,71 St 19,10 0,16 BlackRock Asset Management Deutschland AG 1,86
    Dr. Dietmar Hopp 9,2 St        
    Dr. Klaus Tschira 9 St        
    BlackRock, Inc. 5,13 St        
    Deutsche Bank Trust Company Americas 3,73 St        
    Morgan Stanley 1,21 St        
    Bank of America Corporation 0,19 St        
    Commerzbank AG 0,1 St        
    Credit Suisse Group AG 0,08 St        
               
Siemens AG 3,04 (St) Siemens (Familie) 6 St 15,84 0,14 BlackRock Asset Management Deutschland AG 2,26
    BlackRock, Inc. 5,01 St        
    DIC Company Limited 3,04 St        
    UBS AG 1,6 St        
    Vorstand 0,02 St        
    Commerzbank AG 0,02 St        
    Aufsichtsrat 0,01 St        
               
ThyssenKrupp AG   Alfried Krupp von Bohlen und Halbach-Stiftung 23,03 St 9,76 0,30 BlackRock Asset Management Deutschland AG 1,45
    Cevian Capital II GP Limited 15,08 St        
    BlackRock, Inc. 5,16 St        
    Franklin Mutual Advisers, LLC 4,97 St        
               
VOLKSWAGEN AG   Porsche Automobil Holding SE 50,73 St 17,96 0,36 Capital Research and Management Company 3,25
    Land Niedersachsen 20 St        
    Katar Holding 17 St        
               
MDAX              
               
Aareal Bank AG   Aareal Holding Verwaltungsgesellschaft mbH 28,9 St 31,20 -0,39 Allianz Global Inv. Europe 2,98
    Allianz Global Investors Europe GmbH 5,43 St        
    Dimensional Fund Advisors LP 3,04 St        
    JPMorgan Asset Management (UK) Limited 3,04 St        
    NEU FMR LLC 3,01 St        
               
Airbus Group N.V. 0,07 (St) Société de Gestion de Participations Aéronautiques-Sogepa 11 St 17,06 0,03 Capital Research and Management Company 3,17
    KfW - Kreditanstalt für Wiederaufbau 10,9 St        
    Capital Group International Inc. 5,07 St        
    BlackRock, Inc. 4,98 St        
    Sociedad Estatal de Participaciones Industriales (SEPI) 4,1 St        
               
Aurubis AG   Salzgitter AG 25 St 19,50 -0,21 DFA Invest Dimensions Gr. Inc. 2,84
    Dimensional Fund Advisors LP 3,01 St        
    Delta Lloyd Asset Management N.V. 2,99 St        
    BlackRock, Inc. 2,98 St        
    Norges Bank (norwegische Zentralbank) 2,65 St        
    UBS AG 2,45 St        
    Aufsichtsrat 0,01 St        
    Vorstand 0,01 St        
               
Axel Springer SE   Axel Springer Gesellschaft für Publizistik GmbH & Co. 51,5 St 24,76 0,21 Tweedy, Browne Fund Inc. 7,75
    Dr. Friede Springer 5 St        
    Dr. Mathias Döpfner 3,26 St        
               
Bilfinger SE 4,09 (St) Cevian Capital Partners Limited 18,87 St 26,33 -0,93 DJE Investment S.A. 2,84
    Credit Suisse Group AG 3,66 St        
    BlackRock, Inc. 3,19 St        
    Delta Lloyd Asset Management N.V. 3,01 St        
    DJE Investment S.A. 2,98 St        
               
Brenntag AG   BlackRock, Inc. 5,2 St 36,56 -0,06 Threadneedle Asset Management Limited 3,68
    Ameriprise Financial, Inc. 5,04 St        
    Sun Life Financial Inc. 5,03 St        
    Newton Management Limited 3,14 St        
    Longview Partners LLP 3,1 St        
    Allianz Global Investors Europe GmbH 3 St        
    UBS AG 2,99 St        
    Manning & Napier Advisors, LLC 2,87 St        
    Credit Suisse Group AG 1,3 St        
    Morgan Stanley 0,43 St        
    Steven Edward Holland 0,06 St        
    William A. Fidler 0,05 St        
    Bank of America Corporation 0,01 St        
               
Celesio AG   Mc Kesson Corporation 75,5 St 6,72 -0,38 DFA Invest Dimensions Gr. Inc. 0,79
    Magnetar Financial LLC 3,14 St        
               
Deutsche EuroShop AG   Familie Otto 16 St 15,84 -0,11 BlackRock Asset Management Deutschland AG 1,24
    BlackRock, Inc. 3,02 St        
    Gemeinnützige Hertie-Stiftung 3,02 St        
    Credit Suisse Group AG 0,28 St        
    Klaus Striebich 0,04 St        
    Manfred Zaß 0,02 St        
    Dr. Bernd Thiemann 0,01 St        
    Reiner Strecker 0,01 St        
               
Deutsche Wohnen AG   Sun Life Financial Inc. 11,05 St 27,42 -0,23 MFS Massachusetts Financial Services Company 4,55
    BlackRock, Inc. 8,83 St        
    Norges Bank (norwegische Zentralbank) 5,48 St        
    Credit Suisse Group AG 2,99 St        
    APG Asset Management NV 2,99 St        
    Capital Group International Inc. 2,96 St        
    Ärzteversorgung Westfalen-Lippe KdöR 2,31 St        
    UBS AG 1,2 St        
               
DMG MORI SEIKI AKTIENGESELLSCHAFT   Mori Seiki Co., Ltd. 24,19 St 17,06 -0,18 DFA Invest Dimensions Gr. Inc. 1,92
    Norges Bank (norwegische Zentralbank) 3,88 St        
    Allianz Global Investors Europe GmbH 3,04 St        
               
Dürr AG   Heinz Dürr GmbH 25,1 St 20,97 -0,87 MainFirst SICAV 2,34
    Heinz und Heide Dürr Stiftung 3,47 St        
    BlackRock, Inc. 3,04 St        
    Vorstand 0,7 St        
               
ElringKlinger AG   Familien Lechler 52,22 St 17,32 -0,67 New York Life Investment Management LLC 2,62
    Alken Fund SICAV 2,96 St        
    Klinger B.V. 2,56 St        
               
Evonik Industries AG   RAG-Stiftung 67,9 St 1,67 -0,06 MainFirst SICAV 0,29
    CVC Capital Partners 17,9 St        
    Ellington Investments Pte. Ltd. 4,64 St        
               
Fielmann AG   KORVA SE 71,64 St 7,21 0,04 Allianz Global Inv. Europe 0,77
               
Fraport AG Frankfurt Airport Services Worldwide 0,08 (St) Land Hessen 31,37 St 6,98 -0,53 First Eagle Funds (division of ASB Securities LLC) 1,09
    Stadtwerke Frankfurt am Main Holding GmbH 20,03 St        
    Deutsche Lufthansa AG 8,46 St        
    RARE Infrastructure Limited 5,27 St        
    Lazard Asset Management LLC 2,88 St        
               
FUCHS PETROLUB SE   Familie Fuchs 52 St 8,77 -1,54 Allianz Global Inv. Europe 1,35
    Deutsche Asset & Wealth Management Investment GmbH 5,2 St        
               
GAGFAH S.A. 0,30 (St) Lansdowne Partners (UK) LLP 8,51 St 13,75 -0,56 Henderson Global Investors Limited 1,45
    Sun Life Financial Inc. 7,18 St        
    Deutsche Bank AG 5,59 St        
               
GEA Group Aktiengesellschaft   Kuwait Investment Office 7,9 St 32,59 -0,08 Alecta pensionsförsäkring 4,86
    BlackRock, Inc. 4,97 St        
    Alecta pensionsförsäkring, ömsesidigt 3,1 St        
    FMR LLC 3,03 St        
    Schroders PLC 2,94 St        
               
Gerresheimer AG   Templeton Investment Counsel, LLC 5,05 St 34,78 0,05 Threadneedle Asset Management Limited 4,30
    Threadneedle Asset Management Holdings Ltd. 5,04 St        
    Eton Park Overseas Fund, Ltd. 4,92 St        
    BlackRock, Inc. 3,18 St        
    Edinburgh Partners Limited 3,11 St        
    WS Management LLLP 3,1 St        
    Black Creek Investment Management Inc. 3,07 St        
    Allianz Global Investors Europe GmbH 3,05 St        
    Hound Partners LLC 2,95 St        
    Morgan Stanley 2,58 St        
               
Gerry Weber International AG   Gerhard Weber 29,06 St 18,07 1,05 DeAWM Investment GmbH 2,31
    Udo Hardieck 17,42 St        
    NEU Allianz Global Investors Europe GmbH 3,12 St        
    Ralf Weber 2,43 St        
    Charlotte Weber-Dresselhaus 0,15 St        
               
Hannover Rück SE   Talanx AG 50,22 St 15,75 -3,43 DeAWM Investment GmbH 2,01
    BlackRock, Inc. 2,99 St        
    Société Générale S.A. 0,06 St        
               
HOCHTIEF AG   Acs, Actividades de Construccion y Servicios S.A. 58,92 St 5,78 0,09 Sparinvest DK 0,92
    Qatar Holdings LLC 11,1 St        
    Southeastern Asset Management, Inc. 2,98 St        
               
HUGO BOSS AG 1,97 (St) Red & Black Lux S.à r.l. 50 St 4,98 -0,09 Allianz Global Inv. Europe 1,64
    The Capital Group Companies Inc. 5,02 St        
    Allianz Global Investors Europe GmbH 5,01 St        
    PFC S.r.l. 0,37 St        
               
Kabel Deutschland Holding AG   Vodafone Group Plc 76,57 St 10,45 -0,08 Artisan Partners Funds, Inc. 1,71
    Paul E. Singer 13,48 St        
    BlackRock, Inc. 4,3 St        
    Barclays PLC 0,02 St        
    Bank of America Corporation 0 St        
               
Klöckner & Co SE   Franklin Templeton Investments Corp. 4,99 St 25,47 -0,21 DFA Invest Dimensions Gr. Inc. 3,41
    Interfer Holding GmbH 4,98 St        
    Dimensional Fund Advisors LP 3,06 St        
    Allianz Global Investors Europe GmbH 3,05 St        
    Société Générale S.A. 0,05 St        
    Prof. Dr. Dieter Hans Vogel 0,05 St        
               
KRONES AG   Familie Kronseder 51,85 St 16,63 0,10 Oddo Asset Management 2,55
    Petra Schadeberg-Herrmann 4,16 St        
    Schadeberg GbR 3,28 St        
    ODDO ET CIE 3,27 St        
    Tweedy, Browne Company LLC 2,88 St        
    Allianz Global Investors Europe GmbH 2,71 St        
               
KUKA AG   Grenzebach Maschinenbau GmbH 19,8 St 12,71 -0,45 Franklin Templeton International Services S.A. 3,15
    Swoctem GmbH 5,09 St        
    AXA S.A. 4,99 St        
    Bank of America Corporation 3,05 St        
    Franklin Mutual Advisers, LLC 3,02 St        
    BlackRock, Inc. 2,97 St        
    Franklin Templeton Investment Funds 2,91 St        
    Norges Bank (norwegische Zentralbank) 2,79 St        
    The Goldman Sachs Group, Inc. 0,56 St        
    Oppenheim Asset Management Services S.á.r.l. 0,03 St        
               
LEG Immobilien AG   BlackRock, Inc. 15,14 St 26,56 0,29 BlackRock (Luxembourg) S.A. 6,23
    Perry Partners International, Inc 7,72 St        
    Sun Life Financial Inc. 5,39 St        
    CBRE Clarion Securities LLC 5,35 St        
    Ruffer LLP 4,3 St        
               
LEONI AG   Norges Bank (norwegische Zentralbank) 4,09 St 21,04 0,07 BlackRock Asset Management Deutschland AG 1,27
    BlackRock, Inc. 2,96 St        
    Johann Erich Wilms 2,76 St        
               
MAN SE   Truck & Bus GmbH 75,03 St 5,02 -0,07 Old Mutual IM Ltd 2,49
    Truck & Bus GmbH 43,3 Vz        
    Volkswagen AG 26,46 Vz        
               
METRO AG   Stimmrechtsbündelung Haniel/Schmidt-Ruthenbeck 45,78 St 11,27 0,26 Franklin Templeton International Services S.A. 1,30
    Gesellschafterstamm Beisheim 9,97 St        
    Franklin Mutual Advisers, LLC 3,06 St        
    Credit Suisse Group AG 0,02 St        
               
MTU Aero Engines AG 2,20 (St) The Capital Group Companies Inc. 9,19 St 32,94 -1,88 Capital International Canada 3,53
    Sun Life Financial Inc. 5,77 St        
    Artisan Partners Limited Partnership 5,08 St        
    GIC Private Limited 3,03 St        
    Franklin Templeton Institutional, LLC 3,02 St        
    Ameriprise Financial, Inc. 2,66 St        
    UBS AG 1,83 St        
               
NORMA Group SE   Ameriprise Financial, Inc. 9,96 St 52,45 -0,85 Allianz Global Inv. Europe 5,00
    Mondrian Investment Partners Limited 5,34 St        
    BlackRock, Inc. 5,1 St        
    Allianz Global Investors Europe GmbH 5,02 St        
    BNP Paribas Investment Partners S.A. 3,15 St        
    The Capital Group Companies Inc. 3,05 St        
    T. Rowe Price Associates Inc. 3,02 St        
    ODDO ET CIE 2,84 St        
    Vorstand 2,2 St        
    Aufsichtsrat 0,3 St        
    Bank of America Corporation 0,04 St        
               
OSRAM Licht AG   Siemens Beteiligungen Inland GmbH 17 St 14,00 1,25 Pioneer Asset Management S.A. 1,26
    BlackRock, Inc. 5,08 St        
    FMR LLC 3,06 St        
    Staat Katar 2,91 St        
    The Goldman Sachs Group, Inc. 0,12 St        
               
ProSiebenSat.1 Media AG 2,55 (St) Capital Research and Management Company 10,03 St 29,98 0,63 Capital Research and Management Company 6,99
    BlackRock, Inc. 10,02 St        
    Norges Bank (norwegische Zentralbank) 3,03 St        
    Capital Income Builder 3,02 St        
    Ameriprise Financial, Inc. 3,02 St        
    Morgan Stanley 0,21 St        
               
RATIONAL AG   Siegfried Meister 63 St 10,20 -0,31 Allianz Global Investors Fund SICAV 1,78
    Walter Kurtz 7,81 St        
               
Rheinmetall AG 3,85 (St) Harris Associates L.P. 9,82 St 26,89 0,06 Harris Associates L.P. 5,51
    BlackRock, Inc. 4,95 St        
    NEU Prudential PLC 3,06 St        
    LSV Asset Management 3,03 St        
    Aufsichtsrat 0,8 St        
    Vorstand 0,2 St        
    Société Générale S.A. 0,03 St        
               
Rhön-Klinikum AG   B. Braun Melsungen Aktiengesellschaft 15,08 St 21,94 0,55 Alecta pensionsförsäkring 9,13
    Familie Münch 11,45 St        
    Alecta pensionsförsäkring, ömsesidigt 9,94 St        
    Asklepios Kliniken Verwaltungsgesellschaft mbH 5,01 St        
    Goldman Sachs Asset Management International 3,31 St        
    UBS AG 2,96 St        
    Credit Suisse Group AG 1,99 St        
    Morgan Stanley 1,61 St        
               
RTL Group S.A. 0,76 (St) Bertelsmann Capital Holding GmbH 75,1 St 7,29 0,14 Capital Research and Management Company 1,13
               
Salzgitter AG 10,00 (St) Land Niedersachsen 26,5 St 15,54 -0,14 Universal-Investment-Gesellschaft mbH 2,13
               
SGL Carbon SE   SKion GmbH 27,62 St 2,37 0,01 DFA Invest Dimensions Gr. Inc. 0,43
    Bayerische Motoren Werke AG 15,72 St        
    Volkswagen AG 9,98 St        
    Voith AG 9,14 St        
    Société Générale S.A. 0,07 St        
               
Sky Deutschland AG   21st Century Fox Inc. 54,83 St 14,36 2,60 Odey Asset Management LLP 3,01
    Odey Asset Management LLP 8,94 St        
    NEU T. Rowe Price Group, Inc. 3,01 St        
    UBS AG 1,11 St        
    Dr. Stefan Jentzsch 0,02 St        
               
STADA Arzneimittel AG 0,15 (St) Deutsche Asset & Wealth Management Investment GmbH 6,37 St 27,39 -1,63 DeAWM Investment GmbH 6,43
    LSV Asset Management 3,07 St        
    BlackRock, Inc. 3,05 St        
    Empyrean Capital Partners, LP 3,03 St        
    Allianz Global Investors Europe GmbH 2,97 St        
    Gryphon Investment Counsel Inc. 2,96 St        
    Norges Bank (norwegische Zentralbank) 1,39 St        
    The Goldman Sachs Group, Inc. 0,42 St        
    Société Générale S.A. 0,09 St        
               
Südzucker AG   Süddeutsche Zuckerrüben-Verwertungs-Genossenschaft eG 52 St 8,41 -0,09 M&G Investment Management Ltd. 1,47
    Zucker Invest GmbH 10 St        
    BlackRock, Inc. 2,14 St        
    Société Générale S.A. 0,11 St        
               
Symrise AG   Sun Life Financial Inc. 8,78 St 31,82 0,64 M&G Investment Management Ltd. 4,05
    Horst-Otto Gerberding 5,91 St        
    Prudential PLC 4,52 St        
    Standard Life Investments Limited 3,7 St        
    Bankhaus Lampe KG 3,61 St        
    Jahr Holding GmbH & Co KG 3,05 St        
    Ameriprise Financial, Inc. 3,02 St        
    Allianz Global Investors Europe GmbH 3,02 St        
    Mondrian Investment Partners Limited 2,57 St        
    Commerzbank AG 0 St        
               
TAG Immobilien AG   Ruffer LLP 14,99 St 48,07 -4,24 Flossbach von Storch AG 12,04
    Flossbach von Storch Invest S.A. 11,69 St        
    Versorgungsanstalt des Bundes und der Länder 10,14 St        
    Sun Life Financial Inc. 10,01 St        
    Taube Hodson Stonex Partners LLP 5,32 St        
    Universal-Investment-Gesellschaft mbh 5,28 St        
    Helaba Invest Kapitalanlagegesellschaft mbH 5,16 St        
    BlackRock, Inc. 3,7 St        
    Ameriprise Financial, Inc. 2,97 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,85 St        
    Dr. Lutz R. Ristow 1,52 St        
    UBS AG 0,91 St        
    Rolf Elgeti 0,13 St        
    Albert Asmussen GmbH 0,05 St        
               
Talanx AG   HDI Haftpflichtverband der Deutschen Industrie V.a.G. 79 St 4,51 -0,20 DeAWM Investment GmbH 1,35
    Meiji Yasuda Life Insurance Company 6,49 St        
               
TUI AG   S-Group Travel Holding GmbH 24,11 St 14,65 0,61 DeAWM Investment GmbH 3,56
    Riu Hotels S.A. 8 St        
    Deutsche Asset & Wealth Management Investment GmbH 3,09 St        
    BlackRock, Inc. 3,01 St        
    The Goldman Sachs Group, Inc. 1,52 St        
    Teck Capital Management 0,29 St        
    Société Générale S.A. 0,21 St        
    Friedrich Joussen 0,05 St        
    Bank of America Corporation 0,02 St        
               
Wacker Chemie AG 4,75 (St) Dr. Alexander Wacker Familiengesellschaft mbH 60,39 St 7,33 0,23 Union Investment Privatfonds GmbH 0,93
    Blue Elephant Holding GmbH 10,86 St        
               
Wincor Nixdorf AG 9,99 (St) Deutsche Asset & Wealth Management Investment GmbH 8,16 St 46,12 -2,58 DeAWM Investment GmbH 8,19
    NEU Highclere International Investors LLP 3,09 St        
    Norges Bank (norwegische Zentralbank) 2,99 St        
    Allianz Global Investors Europe GmbH 2,91 St        
    William Blair & Company, LLC 2,8 St        
    Eckard Heidloff 0,02 St        
               
TecDAX              
               
AIXTRON SE   Camma B.V. 7,51 St 27,29 0,52 Allianz Global Inv. Europe 5,87
    Allianz Global Investors Europe GmbH 6,05 St        
    Generation Investment Management LLP 5,17 St        
    BlackRock, Inc. 4,91 St        
    Baillie Gifford & Co. 4,63 St        
    Vanguard Group Inc. 3,32 St        
    UBS AG 2,63 St        
    Credit Suisse Group AG 1,28 St        
    Société Générale S.A. 0,05 St        
               
BB BIOTECH AG 3,01 (St) Newton Investment Management Limited 9,95 St 14,99 -0,24 Newton Fund Managers Ltd. 5,85
               
Bechtle AG   Karin Schick 35,02 St 25,65 0,11 Flossbach von Storch AG 9,89
    Flossbach von Storch Invest S.A. 10,07 St        
    Allianz Global Investors Europe GmbH 5,13 St        
    Norges Bank (norwegische Zentralbank) 3,84 St        
    LOYS Sivac 3,34 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,86 St        
    Jürgen Schäfer 0,02 St        
               
CANCOM SE   Allianz Global Investors Europe GmbH 11,35 St 20,33 3,83 Threadneedle Asset Management Limited 3,41
    Allianz Global Investors Luxembourg S.A. 4,87 St        
    Denver Investment Advisors LLC 3,06 St        
    Ameriprise Financial, Inc. 3,02 St        
    Heiko Sauer 2,93 St        
    Stefan Kober 1,85 St        
    Klaus Weinmann 1,27 St        
               
Carl Zeiss Meditec AG   Carl Zeiss AG 65,05 St 11,34 0,10 OppenheimerFunds, Inc. 1,84
    ODDO ET CIE 3,04 St        
               
CompuGroup Medical AG 6,57 (St) Frank Gotthardt 33,55 St 13,70 0,09 OppenheimerFunds, Inc. 3,22
    Dr. Daniel Gotthardt 6,81 St        
    Dr. Brigitte Gotthardt 6,35 St        
    Fidelity Management & Research Company (FMR) 5,66 St        
    FMR LLC 5,09 St        
    Dr. Reinhard Koop 3,81 St        
    Oppenheimer Funds Inc. 3,26 St        
    Massachusetts Mutual Life Insurance Company 3,19 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,99 St        
               
Dialog Semiconductor PLC   The Bank of New York Mellon SA/NV 6,9 St 25,62 -0,13 DeAWM Investment GmbH 1,55
    BNP Paribas Securities Services 6,6 St        
    Waddell and Reed Financial Inc. 6,18 St        
    State Street 5,9 St        
    Citigroup Global Markets 5,6 St        
    Robert Citrone 5,6 St        
    CLEARSTREAM BANKING S.A. 5,3 St        
    Kleinwort Benson (Jersey) Trustees Limited as Trustee of the Dialog Semiconductor plc Employee Benefit Trust 4,99 St        
    Caceis Bank 4,9 St        
    Chase Nominees Ltd 4,3 St        
    Black Creek Investment Management Inc. 3,95 St        
    Norges Bank (norwegische Zentralbank) 2,99 St        
    X-FAB Semiconductor AG 1,8 St        
               
Drillisch AG 9,76 (St) FMR LLC 5,45 St 16,91 0,40 Union Investment Privatfonds GmbH 2,05
    NEU Union Investment Privatfonds GmbH 3,11 St        
    Marc Brucherseifer 2,03 St        
    Mellon Capital Management Corporation 1,77 St        
    Vlasios Choulidis 0,75 St        
    Paschalis Choulidis 0,75 St        
    Johann Weindl 0,02 St        
    UBS AG 0,01 St        
    Dr. Horst Lennertz 0,01 St        
               
Drägerwerk AG & Co. KGaA   Familie Dräger 71,59 St 43,39 -0,32 Allianz Global Inv. Europe 5,40
    Norges Bank (norwegische Zentralbank) 3,49 St        
    Lazard Freres Gestion S.A.S. 3,04 St        
    Oddo Asset Management 2,97 St        
    Dräger Stiftung 0,12 St        
               
Evotec AG   BVF Inc. 18,13 St 8,96 -0,40 DeAWM Investment GmbH 2,42
    Roland Oetker 14,74 St        
    TVM V Life Science Management GmbH & Co. KG 9,43 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,98 St        
    Dr. Werner Lanthaler 0,39 St        
    Mary C. Tanner 0,05 St        
    Dr. Mario Polywka 0,05 St        
    Dr. Cord Dohrmann 0,03 St        
    Dr. Walter Wenninger 0,03 St        
    Morgan Stanley 0 St        
               
freenet AG   BlackRock, Inc. 4,96 St 34,61 -1,50 Flossbach von Storch AG 2,68
    Norges Bank (norwegische Zentralbank) 3,3 St        
    NEU Allianz Global Investors Europe GmbH 3,24 St        
    LSV Asset Management 2,99 St        
    J.P. Morgan Investment Management Inc 2,98 St        
    Bank of America Corporation 0,79 St        
    Drillisch AG 0,39 St        
               
JENOPTIK AG   ECE Industriebeteiligungen GmbH 14,03 St 19,01 0,33 DeAWM Investment GmbH 3,28
    Thüringer Industriebeteiligungs GmbH & Co. KG 11 St        
    Deutsche Asset & Wealth Management Investment GmbH 3,38 St        
    Oddo Asset Management 3,05 St        
               
Kontron AG 0,22 (St) Warburg Pincus & Co. 18,62 St 18,72 -0,18 BNY Mellon Service KAG 3,01
    Triton 12,87 St        
    Virmont S.a.r.l. 3,17 St        
    BNY Mellon Service Kapitalanlage-Gesellschaft mbH 3,01 St        
    Martin Bertinchamp 0,05 St        
    Rolf Schwirz 0,04 St        
    Andreas Plikat 0,02 St        
               
LPKF Laser & Electronics AG   NEU Allianz Global Investors Europe GmbH 3,32 St 17,25 0,43 DeAWM Investment GmbH 4,18
    WA Holdings, Inc. 3,26 St        
    Henderson Global Investors Limited 3,02 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,92 St        
    Bernd Hackmann 0,56 St        
    Bernd Lange 0,34 St        
    Dr. Ingo Bretthauer 0,25 St        
    Kai Bentz 0,07 St        
    Dr. Heino Büsching 0,04 St        
    Prof. Dr. Erich Barke 0,01 St        
               
Manz AG   Dieter Manz 40,98 St 16,08 -0,18 Union Investment Privatfonds GmbH 3,35
    Ulrike Manz 4,2 St        
    Otto Angerhofer 3,35 St        
    Henderson Group plc 2,98 St        
    Union Investment Privatfonds GmbH 2,31 St        
               
MorphoSys AG 1,29 (St) Novartis Pharma AG 5,59 St 27,04 0,20 OppenheimerFunds, Inc. 6,04
    Celgene Alpine Investment Co., LLC 3,03 St        
    Credit Suisse Fund Management S.A 3,01 St        
    Invesco Advisers, Inc. 3 St        
    BlackRock, Inc. 2,97 St        
    Dr. Simon Moroney 1,54 St        
    Dr. Marlies Sproll 0,1 St        
    Vorstand und Aufsichtsrat 0,08 St        
               
Nemetschek AG   Prof. Georg Nemetschek 53,57 St 19,05 0,18 OppenheimerFunds, Inc. 2,07
    Allianz SE 5,08 St        
    Universal-Investment-Gesellschaft mbh 2,95 St        
               
Nordex SE   Skion/momentum capital/Klatten 22,79 St 15,49 -0,27 DeAWM Investment GmbH 3,62
    Deutsche Bank AG 3,06 St        
    JP Morgan Asset Management (UK) Limited 2,99 St        
    BlackRock, Inc. 2,98 St        
    BNP Paribas S.A. 0,08 St        
    Lars Bondo Krogsgaard 0,06 St        
    Dr. Wolfgang Ziebart 0,01 St        
               
Pfeiffer Vacuum Technology AG   Capital Research and Management Company 5,37 St 39,14 1,58 Threadneedle Asset Management Limited 2,84
    BNP Paribas Investment Partners S.A. 5,06 St        
    Ameriprise Financial, Inc. 4,65 St        
    Hakuto - Handelsvertretung 3,48 St        
    Henderson Global Investors Limited 3,44 St        
    Montanaro Asset Management Ltd 2,94 St        
               
PSI AG für Produkte und Systeme der Informationstechnologie 0,39 (St) RWE Deutschland AG 17,77 St 13,86 -1,42 Standard Life Investments Limited 1,73
    Konsortium 9,35 St        
    Jubilee System Sdn Bhd 8,1 St        
    Sterling Strategic Value Ltd 5,04 St        
    Standard Life Investments Ltd. 3,06 St        
    Investmentaktiengesellschaft für langfristige Investoren TGV 3,03 St        
    Karsten Trippel 0,7 St        
    Dr. Harald Schrimpf 0,38 St        
    Wilfried Götze 0,35 St        
    Prof. Dr. Rolf Windmöller 0,04 St        
    Elena Günzler 0,01 St        
    Bernd Haus 0,01 St        
    Dr. Ralf Becherer 0,01 St        
    Harald Fuchs 0,01 St        
               
QIAGEN N.V. 2,90 (St) Manning & Napier Advisors, LLC 5,22 St 14,20 0,24 Manning & Napier Fund, Inc. 2,95
    FMR LLC 4,79 St        
    FIL Limited 4,41 St        
    Platinum Investment Management Limited 4,22 St        
    BlackRock, Inc. 3,69 St        
    The Vanguard Group 3,27 St        
    Generation Investment Management LLP 2,88 St        
    Amundi Group 2,13 St        
    Dr. Metin Colpan 1,73 St        
    Peer M. Schatz 0,82 St        
    Prof. Dr. Detlev H. Riesner 0,61 St        
    Deutsche Bank AG 0,27 St        
               
QSC AG   Gerd Eickers 12,54 St 14,41 1,70 J O Hambro CM Ltd. (UK) 3,31
    Dr. Bernd Schlobohm 12,49 St        
    J O Hambro Capital Management Limited 5,19 St        
    Kempen European Participations N.V. 5,1 St        
    Credit Suisse Fund Management S.A 3,04 St        
    Allianz Global Investors Europe GmbH 3,01 St        
    Jürgen Hermann 0,16 St        
    Dr. Frank Zurlino 0,01 St        
               
Sartorius AG 8,89 (St) Erbengemeinschaft nach Horst Sartorius 50,1 St 21,73 0,27 Fidelity Investments Luxembourg S.A. (FIL) 2,34
  8,98 (Vz) Bio-Rad Laboratories Inc. 30,01 St        
    Familienbesitz 5 St        
               
SMA Solar Technology AG   Pool SMA Solar Technology AG 25,2 St 7,09 0,03 Vanguard Group, Inc., The 2,48
    Danfoss A/S 20 St        
    Peter Drews 7,64 St        
    Rainer Wettlaufer 7,64 St        
    Günther Cramer 7,63 St        
    Prof. Dr. Werner Kleinkauf 4,39 St        
               
Software AG 9,30 (St) Software AG Stiftung 28,99 St 26,56 1,00 DeAWM Investment GmbH 3,62
    FMR LLC 3,45 St        
    Templeton Investment Counsel, LLC 3 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,97 St        
    Deka Investment GmbH 2,87 St        
               
STRATEC Biomedical AG 0,10 (St) Herdor GmbH & Co. KG 9,68 St 22,00 -0,81 Threadneedle Asset Management Limited 4,54
    Ralf Leistner 9,57 St        
    Bettina Siegle 9,52 St        
    Tanja van Dinter 9,37 St        
    NEU Allianz Global Investors Europe GmbH 7,14 St        
    Ameriprise Financial, Inc. 5,39 St        
    Montanaro Asset Management Ltd 4,78 St        
    Oppenheimer International Small Company Fund 3,01 St        
    Financière de l'Echiquier 2,96 St        
    Hermann Leistner 0,38 St        
    Doris Leistner 0,33 St        
               
Telefónica Deutschland Holding AG   Telefónica Germany Holdings Limited 76,83 St 3,52 0,14 T. Rowe Price Investment Services Inc. 0,47
    BlackRock, Inc. 2,89 St        
               
United Internet AG 0,29 (St) Ralph Dommermuth 42,27 St 15,50 0,02 DeAWM Investment GmbH 2,74
    BlackRock, Inc. 3,02 St        
    Allianz Global Investors Europe GmbH 3 St        
    Oppenheimer Funds Inc. 2,99 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,99 St        
    Michael Scheeren 0,26 St        
    Norbert Lang 0,08 St        
    Morgan Stanley 0,02 St        
    Robert Nikolaus Hoffmann 0,01 St        
               
Wirecard AG   Jupiter Asset Management Limited 6,27 St 41,29 0,81 Jupiter Unit Trust Managers Limited 5,13
    MB Beteiligungsgesellschaft mbH 5,9 St        
    The Capital Group Companies Inc. 5,04 St        
    Alken Fund SICAV 4,94 St        
    Ameriprise Financial, Inc. 3,07 St        
    WA Holdings, Inc. 2,99 St        
    Artisan Partners Limited Partnership 2,8 St        
    Commerzbank AG 0,04 St        
               
XING AG 0,23 (St) Burda Digital GmbH 52,26 St 24,95 0,25 DeAWM Investment GmbH 5,87
    Deutsche Asset & Wealth Management Investment GmbH 6,66 St        
    Union Investment Privatfonds GmbH 5 St        
    Oppenheimer International Small Company Fund 3,12 St        
    Schroder International Selection Fund 3,01 St        
    Ennismore Fund Management Limited 2,99 St        
VIPsight Shareholder ID: …….. Holdings in per cent
Companies Own-shares Notifiable shareholders Share Investment companies (KAGs) making disclosures*  
        Total Change Biggest KAG Share
               
DAX              
               
adidas AG   BlackRock, Inc. 5,04 St 32,41 0,12 Capital Research and Management Company 5,58
    The Capital Group Companies Inc. 4,92 St        
    Thornburg Investment Management Inc. 2,73 St        
    Management 2 St        
    UBS AG 1,83 St        
    Credit Suisse Group AG 0,38 St        
    The Goldman Sachs Group, Inc. 0,17 St        
    Commerzbank AG 0,03 St        
    Société Générale S.A. 0,02 St        
               
Allianz SE 0,60 (St) BlackRock, Inc. 5,03 St 24,85 -0,02 BlackRock Asset Management Deutschland AG 2,43
    UBS AG 1,95 St        
    Société Générale S.A. 0,94 St        
    Morgan Stanley 0,16 St        
    Credit Suisse Group AG 0,15 St        
    Commerzbank AG 0,04 St        
               
BASF SE   BlackRock, Inc. 5,35 St 18,77 0,04 BlackRock Asset Management Deutschland AG 2,50
    Norges Bank (norwegische Zentralbank) 3,14 St        
    UBS AG 2,14 St        
    Commerzbank AG 0,11 St        
               
Bayer AG   The Capital Group Companies Inc. 6,48 St 30,63 0,12 Capital Research and Management Company 5,63
    BlackRock Group 5,01 St        
    NEU Sun Life Financial Inc. 3,01 St        
    UBS AG 2,65 St        
    Société Générale S.A. 0,54 St        
    Morgan Stanley 0,46 St        
    Commerzbank AG 0,01 St        
               
Bayerische Motoren Werke AG   AQTON SE 17,4 St 15,41 0,24 Dodge & Cox Funds 1,36
    Johanna Quandt 16,7 St        
    Susanne Klatten Beteiligungs GmbH 12,6 St        
    BlackRock 3,98 St        
    Credit Suisse Group AG 0,04 St        
               
Beiersdorf AG 9,99 (St) maxingvest ag 50,47 St 8,67 -0,13 TIAA CREF 0,89
    BlackRock, Inc. 3 St        
               
Commerzbank AG   Bundesrepublik Deutschland 17,15 St 17,90 0,07 Capital Research and Management Company 5,05
    The Capital Group Companies Inc. 5,15 St        
    BlackRock Advisors Holdings, Inc. 3,01 St        
    SILAG AG 0,21 St        
               
Continental AG   Schaeffler Group 46 St 18,33 0,20 DeAWM Investment GmbH 1,28
    BlackRock, Inc. 5,09 St        
    The Royal Bank of Scotland Group plc 0,02 St        
    Commerzbank AG 0 St        
               
Daimler AG   Kuwait Investment Authority 6,8 St 19,54 0,03 BlackRock Asset Management Deutschland AG 2,38
    BlackRock, Inc. 5,72 St        
    Norges Bank (norwegische Zentralbank) 3,17 St        
    Renault S. A. 3,1 St        
    UBS AG 1,25 St        
    Morgan Stanley 0,41 St        
    Commerzbank AG 0,11 St        
    Deutsche Bank AG 0,02 St        
               
Deutsche Bank AG 0,01 (St) Paramount Services Holdings Ltd. 5,83 St 13,98 -0,01 BlackRock Asset Management Deutschland AG 1,89
    BlackRock, Inc. 5,14 St        
    UBS AG 2,1 St        
    LYXOR INTERNATIONAL ASSET MANAGEMENT S.A.S. 2,04 St        
    Credit Suisse Group AG 1,21 St        
    Morgan Stanley 0,35 St        
    JP Morgan Chase & Co. 0,07 St        
    Anshuman Jain 0,04 St        
    Henry Ritchotte 0,01 St        
    Rainer Neske 0,01 St        
    Jürgen Fitschen 0,01 St        
               
Deutsche Börse AG 4,94 (St) BlackRock, Inc. 5,64 St 32,11 0,51 E. Öhman J:or Fonder AB 3,63
    The Capital Group Companies Inc. 3,12 St        
    Dodge & Cox 3,1 St        
    Invesco Ltd. 3,08 St        
    Baillie Gifford & Co. 3 St        
    Franklin Mutual Advisers, LLC 2,9 St        
    UBS AG 2,52 St        
    Morgan Stanley 0,23 St        
    Credit Suisse Group AG 0,06 St        
               
Deutsche Lufthansa AG   BlackRock, Inc. 5,43 St 27,06 -0,35 Capital Research and Management Company 4,87
    The Capital Group Companies Inc. 5,34 St        
    Templeton Global Advisors Limited 5 St        
    UBS AG 2,9 St        
    Morgan Stanley 0,36 St        
    Société Générale S.A. 0,19 St        
               
Deutsche Post AG   KfW - Kreditanstalt für Wiederaufbau 21 St 21,75 0,35 BlackRock Asset Management Deutschland AG 1,98
    BlackRock, Inc. 5 St        
               
Deutsche Telekom AG 0,01 (St) KfW - Kreditanstalt für Wiederaufbau 17,4 St 11,94 0,04 BlackRock Asset Management Deutschland AG 1,73
    Bundesrepublik Deutschland 14,5 St        
    BlackRock 6,1 St        
    The Blackstone Group L.P. 1,24 St        
    Deutsche Bank AG 0,03 St        
               
E.ON SE 4,66 (St) BlackRock, Inc. 5,01 St 15,01 0,47 BlackRock Asset Management Deutschland AG 2,56
    Credit Suisse Group AG 2,33 St        
    Morgan Stanley 1,29 St        
    Société Générale S.A. 0,96 St        
               
Fresenius Medical Care AG & Co. KGaA 2,44 (St) Fresenius SE & Co. KGaA 31,3 St 16,94 -0,55 Thornburg Investment Management, Inc. 2,69
    BlackRock, Inc. 4,97 St        
    Thornburg Investment Management Inc. 2,97 St        
    UBS AG 2,67 St        
    Dr. Rainer Runte 0,03 St        
    Roberto Fusté 0,03 St        
    Commerzbank AG 0,01 St        
               
Fresenius SE & Co. KGaA   Else Kröner-Fresenius-Stiftung 26,84 St 9,11 -0,04 Harbor Fund 1,33
    BlackRock, Inc. 5,36 St        
    Allianz SE 4,26 St        
    The Capital Group Companies Inc. 2,92 St        
    Commerzbank AG 0,05 St        
               
HeidelbergCement AG   Ludwig Merckle 25,63 St 25,34 0,03 First Eagle Funds (division of ASB Securities LLC) 5,72
    Arnhold and S. Bleichroeder Holdings, Inc. 5,12 St        
    BlackRock, Inc. 4,89 St        
    Morgan Stanley 1,51 St        
    Commerzbank AG 0 St        
               
Henkel AG & Co. KGaA 2,07 (Vz) Familie Henkel 59,95 St 22,25 0,06 DeAWM Investment GmbH 2,28
               
Infineon Technologies AG   Dodge & Cox 9,95 St 35,97 0,27 Capital Research and Management Company 5,68
    The Capital Group Companies Inc. 8,02 St        
    BlackRock, Inc. 5,08 St        
    Allianz Global Investors Europe GmbH 5,03 St        
    UBS AG 2,51 St        
               
K+S AG   Meritus Trust Company Limited 9,88 St 9,73 0,24 BlackRock Asset Management Deutschland AG 2,12
    BlackRock, Inc. 5,08 St        
    EuroPacific Growth Fund 3,11 St        
    UBS AG 2,63 St        
    Bank of America Corporation 0,45 St        
    Credit Suisse Group AG 0,37 St        
    Société Générale S.A. 0,11 St        
    The Goldman Sachs Group, Inc. 0,05 St        
    Morgan Stanley 0,05 St        
               
LANXESS AG   BlackRock, Inc. 9,61 St 23,55 0,36 Dodge & Cox Funds 3,76
    Dodge & Cox 4,5 St        
    Allianz Global Investors Europe GmbH 2,92 St        
    UBS AG 2,25 St        
    The Goldman Sachs Group, Inc. 1,28 St        
               
Linde AG   Norges Bank (norwegische Zentralbank) 7,28 St 30,35 0,25 Capital Research and Management Company 3,19
    Sun Life Financial Inc. 5,13 St        
    BlackRock, Inc. 5,02 St        
    The Capital Group Companies Inc. 2,99 St        
    UBS AG 2,76 St        
    Credit Suisse Group AG 0,75 St        
    Morgan Stanley 0,44 St        
    Société Générale S.A. 0,32 St        
    Commerzbank AG 0,06 St        
               
MERCK KGaA   BlackRock, Inc. 9,93 St 23,05 0,27 Newton Fund Managers Ltd. 5,56
    Sun Life Financial Inc. 9,56 St        
    Templeton Investment Counsel, LLC 4,99 St        
    Templeton Global Advisors Limited 4,95 St        
    UBS AG 2,52 St        
    The Goldman Sachs Group, Inc. 1,95 St        
    Société Générale S.A. 0,15 St        
    Morgan Stanley 0,09 St        
    Commerzbank AG 0,02 St        
               
Münchener Rückversicherungs-Gesellschaft AG   Warren E. Buffett 10,24 St 20,11 -0,59 BlackRock Asset Management Deutschland AG 2,33
    BlackRock, Inc. 4,9 St        
    People's Bank of China / State Administration of Foreign Exchange (SAFE) 2,99 St        
    UBS AG 2,28 St        
    Credit Suisse Group AG 1,15 St        
    Commerzbank AG 0,27 St        
    Morgan Stanley 0,19 St        
    Société Générale S.A. 0,05 St        
               
RWE AG   RWEB GmbH 16,15 St 13,34 2,20 BlackRock Asset Management Deutschland AG 2,23
    Privataktionäre 13 St        
    BlackRock, Inc. 5,31 St        
    UBS AG 1,36 St        
    Belegschaftsaktionäre 1 St        
    Credit Suisse Group AG 0,27 St        
    Morgan Stanley 0,04 St        
    Société Générale S.A. 0,01 St        
               
SAP SE 2,83 (St) Prof. Hasso Plattner 9,71 St 19,00 -0,09 BlackRock Asset Management Deutschland AG 1,82
    Dr. Dietmar Hopp 9,2 St        
    Dr. Klaus Tschira 9 St        
    BlackRock, Inc. 5,13 St        
    Deutsche Bank Trust Company Americas 3,73 St        
    Morgan Stanley 1,21 St        
    Bank of America Corporation 0,19 St        
    Commerzbank AG 0,1 St        
    Credit Suisse Group AG 0,08 St        
               
Siemens AG 3,04 (St) Siemens (Familie) 6 St 15,86 0,03 BlackRock Asset Management Deutschland AG 2,25
    BlackRock, Inc. 5,01 St        
    DIC Company Limited 3,04 St        
    UBS AG 1,6 St        
    Vorstand 0,02 St        
    Commerzbank AG 0,02 St        
    Aufsichtsrat 0,01 St        
               
ThyssenKrupp AG   Alfried Krupp von Bohlen und Halbach-Stiftung 23,03 St 10,22 0,47 BlackRock Asset Management Deutschland AG 1,61
    Cevian Capital II GP Limited 15,08 St        
    BlackRock, Inc. 5,16 St        
    Franklin Mutual Advisers, LLC 4,97 St        
               
VOLKSWAGEN AG   Porsche Automobil Holding SE 50,73 St 17,90 -0,06 Capital Research and Management Company 3,25
    Land Niedersachsen 20 St        
    Katar Holding 17 St        
               
MDAX              
               
Aareal Bank AG   Aareal Holding Verwaltungsgesellschaft mbH 28,9 St 31,17 -0,03 Allianz Global Inv. Europe 2,91
    Allianz Global Investors Europe GmbH 5,43 St        
    Dimensional Fund Advisors LP 3,04 St        
    FMR LLC 3,01 St        
    JPMorgan Asset Management (UK) Limited 2,99 St        
               
Airbus Group N.V. 0,07 (St) Société de Gestion de Participations Aéronautiques-Sogepa 11 St 17,43 0,37 Capital Research and Management Company 3,17
    KfW - Kreditanstalt für Wiederaufbau 10,9 St        
    Capital Group International Inc. 5,07 St        
    BlackRock, Inc. 4,98 St        
    Sociedad Estatal de Participaciones Industriales (SEPI) 4,1 St        
               
Aurubis AG   Salzgitter AG 25 St 18,95 -0,55 DFA Invest Dimensions Gr. Inc. 2,84
    Dimensional Fund Advisors LP 3,01 St        
    Delta Lloyd Asset Management N.V. 2,99 St        
    BlackRock, Inc. 2,98 St        
    Norges Bank (norwegische Zentralbank) 2,65 St        
    UBS AG 2,45 St        
    Aufsichtsrat 0,01 St        
    Vorstand 0,01 St        
               
Axel Springer SE   Axel Springer Gesellschaft für Publizistik GmbH & Co. 51,5 St 24,63 -0,13 Tweedy, Browne Fund Inc. 7,75
    Dr. Friede Springer 5 St        
    Dr. Mathias Döpfner 3,26 St        
               
Bilfinger SE 4,09 (St) Cevian Capital Partners Limited 18,87 St 25,90 -0,43 DJE Investment S.A. 2,84
    Credit Suisse Group AG 3,66 St        
    BlackRock, Inc. 3,19 St        
    NEU Athris Holding AG 3,04 St        
    Delta Lloyd Asset Management N.V. 3,01 St        
    DJE Investment S.A. 2,98 St        
    Société Générale S.A. 0,08 St        
               
Brenntag AG   Ameriprise Financial, Inc. 5,04 St 11,92 -0,27 Threadneedle Asset Management Limited 1,09
    Sun Life Financial Inc. 5,03 St        
    BlackRock, Inc. 4,98 St        
    Newton Management Limited 3,14 St        
    Longview Partners LLP 3,1 St        
    Allianz Global Investors Europe GmbH 3 St        
    UBS AG 2,99 St        
    Manning & Napier Advisors, LLC 2,87 St        
    Credit Suisse Group AG 1,3 St        
    Morgan Stanley 0,43 St        
    Steven Edward Holland 0,06 St        
    William A. Fidler 0,05 St        
    Bank of America Corporation 0,01 St        
               
Celesio AG   Mc Kesson Corporation 75,5 St 5,75 -0,97 DFA Invest Dimensions Gr. Inc. 0,79
    Magnetar Financial LLC 3,14 St        
               
Deutsche EuroShop AG   Familie Otto 16 St 16,40 0,56 BlackRock AM Ire Ltd 1,21
    BlackRock, Inc. 3,02 St        
    Gemeinnützige Hertie-Stiftung 3,02 St        
    Credit Suisse Group AG 0,28 St        
    Klaus Striebich 0,04 St        
    Manfred Zaß 0,02 St        
    Dr. Bernd Thiemann 0,01 St        
    Reiner Strecker 0,01 St        
               
Deutsche Wohnen AG   Sun Life Financial Inc. 11,05 St 29,08 1,66 MFS Massachusetts Financial Services Company 4,55
    BlackRock, Inc. 8,83 St        
    Norges Bank (norwegische Zentralbank) 5,48 St        
    Capital Group International Inc. 3 St        
    Credit Suisse Group AG 2,99 St        
    APG Asset Management NV 2,99 St        
    Ärzteversorgung Westfalen-Lippe KdöR 2,31 St        
    UBS AG 1,2 St        
               
DMG MORI SEIKI AKTIENGESELLSCHAFT   Mori Seiki Co., Ltd. 24,19 St 17,65 0,59 DFA Invest Dimensions Gr. Inc. 1,92
    Norges Bank (norwegische Zentralbank) 3,88 St        
    Allianz Global Investors Europe GmbH 3,04 St        
               
Dürr AG   Heinz Dürr GmbH 25,1 St 20,98 0,00 MainFirst SICAV 2,34
    Heinz und Heide Dürr Stiftung 3,47 St        
    BlackRock, Inc. 3,04 St        
    Vorstand 0,7 St        
               
ElringKlinger AG   Familien Lechler 52,22 St 18,35 1,03 Alken AM LLP (UK) 2,84
    Alken Fund SICAV 2,96 St        
    Klinger B.V. 2,56 St        
               
Evonik Industries AG   RAG-Stiftung 67,9 St 1,70 0,03 MainFirst SICAV 0,29
    CVC Capital Partners 17,9 St        
    Ellington Investments Pte. Ltd. 4,64 St        
               
Fielmann AG   KORVA SE 71,64 St 3,53 -0,08 Allianz Global Inv. Europe 0,38
               
Fraport AG Frankfurt Airport Services Worldwide 0,08 (St) Land Hessen 31,37 St 6,92 -0,06 First Eagle Funds (division of ASB Securities LLC) 1,09
    Stadtwerke Frankfurt am Main Holding GmbH 20,03 St        
    Deutsche Lufthansa AG 8,46 St        
    RARE Infrastructure Limited 5,27 St        
    Lazard Asset Management LLC 2,88 St        
               
FUCHS PETROLUB SE   Familie Fuchs 52 St 10,12 1,35 DeAWM Investment GmbH 1,77
    Deutsche Asset & Wealth Management Investment GmbH 5,2 St        
               
GAGFAH S.A. 0,30 (St) Lansdowne Partners (UK) LLP 8,51 St 19,14 5,39 DeAWM Investment GmbH 5,51
    Sun Life Financial Inc. 7,18 St        
    Deutsche Bank AG 5,59 St        
               
GEA Group Aktiengesellschaft   Kuwait Investment Office 7,9 St 32,97 0,38 Alecta pensionsförsäkring 4,86
    BlackRock, Inc. 4,97 St        
    Alecta pensionsförsäkring, ömsesidigt 3,1 St        
    FMR LLC 3,03 St        
    Schroders PLC 2,94 St        
               
Gerresheimer AG   Templeton Investment Counsel, LLC 5,05 St 37,24 2,46 Threadneedle Asset Management Limited 4,30
    Threadneedle Asset Management Holdings Ltd. 5,04 St        
    Eton Park Overseas Fund, Ltd. 4,92 St        
    Edinburgh Partners Limited 3,11 St        
    WS Management LLLP 3,1 St        
    Black Creek Investment Management Inc. 3,07 St        
    Allianz Global Investors Europe GmbH 3,05 St        
    BlackRock, Inc. 2,99 St        
    Hound Partners LLC 2,95 St        
    Morgan Stanley 2,58 St        
               
Gerry Weber International AG   Gerhard Weber 29,06 St 17,23 -0,85 DeAWM Investment GmbH 2,31
    Udo Hardieck 17,42 St        
    Allianz Global Investors Europe GmbH 3,12 St        
    Ralf Weber 2,43 St        
    Charlotte Weber-Dresselhaus 0,15 St        
               
Hannover Rück SE   Talanx AG 50,22 St 15,72 -0,03 DeAWM Investment GmbH 1,98
    BlackRock, Inc. 2,98 St        
    Société Générale S.A. 0,06 St        
               
HOCHTIEF AG   Acs, Actividades de Construccion y Servicios S.A. 58,92 St 5,59 -0,18 Sparinvest DK 0,92
    Qatar Holdings LLC 11,1 St        
    Southeastern Asset Management, Inc. 2,98 St        
               
HUGO BOSS AG 1,97 (St) Red & Black Lux S.à r.l. 50 St 4,99 0,02 Allianz Global Inv. Europe 1,29
    The Capital Group Companies Inc. 5,02 St        
    Allianz Global Investors Europe GmbH 5,01 St        
    PFC S.r.l. 0,37 St        
               
Kabel Deutschland Holding AG   Vodafone Group Plc 76,57 St 8,69 -1,76 Artisan Partners Funds, Inc. 1,71
    Paul E. Singer 13,48 St        
    BlackRock, Inc. 4,3 St        
    Barclays PLC 0,02 St        
    Bank of America Corporation 0 St        
               
Klöckner & Co SE   Franklin Templeton Investments Corp. 4,99 St 25,19 -0,28 DFA Invest Dimensions Gr. Inc. 3,41
    Interfer Holding GmbH 4,98 St        
    Dimensional Fund Advisors LP 3,06 St        
    Allianz Global Investors Europe GmbH 3,05 St        
    Société Générale S.A. 0,05 St        
    Prof. Dr. Dieter Hans Vogel 0,05 St        
               
KRONES AG   Familie Kronseder 52,06 St 16,93 0,30 Oddo Asset Management 2,55
    Petra Schadeberg-Herrmann 4,16 St        
    Schadeberg GbR 3,28 St        
    ODDO ET CIE 3,27 St        
    Tweedy, Browne Company LLC 2,88 St        
    Allianz Global Investors Europe GmbH 2,71 St        
               
KUKA AG   Grenzebach Maschinenbau GmbH 19,8 St 13,66 0,95 Franklin Templeton International Services S.A. 3,15
    Swoctem GmbH 10,02 St        
    AXA S.A. 4,99 St        
    NEU York Capital Management Global Advisors, LLC. 3,07 St        
    Bank of America Corporation 3,05 St        
    Franklin Mutual Advisers, LLC 3,02 St        
    BlackRock, Inc. 2,97 St        
    Franklin Templeton Investment Funds 2,91 St        
    Norges Bank (norwegische Zentralbank) 2,79 St        
    The Goldman Sachs Group, Inc. 0,56 St        
    Oppenheim Asset Management Services S.á.r.l. 0,03 St        
               
LEG Immobilien AG   BlackRock, Inc. 15,14 St 28,28 1,71 BlackRock (Luxembourg) S.A. 6,24
    Perry Partners International, Inc 7,72 St        
    Sun Life Financial Inc. 5,39 St        
    CBRE Clarion Securities LLC 5,35 St        
    Ruffer LLP 4,3 St        
               
LEONI AG   Norges Bank (norwegische Zentralbank) 4,09 St 21,70 0,66 BlackRock Asset Management Deutschland AG 1,29
    NEU T. Rowe Price International, Inc. 3,09 St        
    BlackRock, Inc. 2,96 St        
    Johann Erich Wilms 2,76 St        
               
MAN SE   Truck & Bus GmbH 75,03 St 4,89 -0,13 Old Mutual IM Ltd 2,49
    Truck & Bus GmbH 43,3 Vz        
    Volkswagen AG 26,46 Vz        
               
METRO AG   Stimmrechtsbündelung Haniel/Schmidt-Ruthenbeck 45,78 St 11,16 -0,10 Franklin Templeton International Services S.A. 1,30
    Gesellschafterstamm Beisheim 9,97 St        
    Franklin Mutual Advisers, LLC 3,06 St        
    Credit Suisse Group AG 0,02 St        
               
MTU Aero Engines AG 2,20 (St) The Capital Group Companies Inc. 9,19 St 31,51 -1,43 Capital International Canada 3,53
    Sun Life Financial Inc. 5,77 St        
    Artisan Partners Limited Partnership 5,08 St        
    GIC Private Limited 3,03 St        
    Franklin Templeton Institutional, LLC 3,02 St        
    Ameriprise Financial, Inc. 2,66 St        
    UBS AG 1,83 St        
               
NORMA Group SE   Ameriprise Financial, Inc. 9,96 St 52,05 -0,40 Allianz Global Inv. Europe 5,00
    Mondrian Investment Partners Limited 5,34 St        
    BlackRock, Inc. 5,1 St        
    Allianz Global Investors Europe GmbH 5,02 St        
    BNP Paribas Investment Partners S.A. 3,15 St        
    The Capital Group Companies Inc. 3,05 St        
    T. Rowe Price Associates Inc. 3,02 St        
    ODDO ET CIE 2,84 St        
    Vorstand 2,2 St        
    Aufsichtsrat 0,3 St        
    Bank of America Corporation 0,04 St        
               
OSRAM Licht AG   Siemens Beteiligungen Inland GmbH 17 St 13,86 -0,15 Pioneer Asset Management S.A. 1,26
    BlackRock, Inc. 4,77 St        
    FMR LLC 3,06 St        
    The Goldman Sachs Group, Inc. 0,12 St        
               
ProSiebenSat.1 Media AG 2,55 (St) Capital Research and Management Company 10,03 St 30,87 0,88 Capital Research and Management Company 6,99
    BlackRock, Inc. 10,02 St        
    Norges Bank (norwegische Zentralbank) 3,03 St        
    Capital Income Builder 3,02 St        
    Ameriprise Financial, Inc. 3,02 St        
    Morgan Stanley 0,21 St        
               
RATIONAL AG   Siegfried Meister 63 St 10,17 -0,03 Allianz Global Investors Fund SICAV 1,78
    Walter Kurtz 7,81 St        
               
Rheinmetall AG 3,85 (St) Harris Associates L.P. 9,82 St 26,53 -0,36 Harris Associates L.P. 5,51
    NEU Wellington Management Company, LLP 3,07 St        
    Prudential PLC 3,06 St        
    LSV Asset Management 3,03 St        
    NEU Dimensional Fund Advisors LP 3,01 St        
    BlackRock, Inc. 2,99 St        
    Aufsichtsrat 0,8 St        
    Vorstand 0,2 St        
    Société Générale S.A. 0,03 St        
               
Rhön-Klinikum AG   B. Braun Melsungen Aktiengesellschaft 15,08 St 21,68 -0,26 Alecta pensionsförsäkring 9,13
    Familie Münch 11,45 St        
    Asklepios Kliniken Verwaltungsgesellschaft mbH 5,01 St        
    Goldman Sachs Asset Management International 3,31 St        
    UBS AG 2,96 St        
    Alecta pensionsförsäkring, ömsesidigt 2,89 St        
    Credit Suisse Group AG 1,99 St        
    Morgan Stanley 1,61 St        
               
RTL Group S.A. 0,76 (St) Bertelsmann Capital Holding GmbH 75,1 St 7,46 0,16 Capital Research and Management Company 1,13
               
Salzgitter AG 10,00 (St) Land Niedersachsen 26,5 St 15,27 -0,27 Universal-Investment-Gesellschaft mbH 2,12
               
SGL Carbon SE   SKion GmbH 27,62 St 2,81 0,44 BlackRock Asset Management Deutschland AG 0,44
    Bayerische Motoren Werke AG 15,72 St        
    Volkswagen AG 9,98 St        
    Voith AG 9,14 St        
    Société Générale S.A. 0,07 St        
               
Sky Deutschland AG   21st Century Fox Inc. 54,83 St 15,76 1,40 Odey Asset Management LLP 4,43
    Odey Asset Management LLP 8,94 St        
    T. Rowe Price Group, Inc. 3,01 St        
    UBS AG 1,11 St        
    Dr. Stefan Jentzsch 0,02 St        
               
STADA Arzneimittel AG 0,15 (St) Deutsche Asset & Wealth Management Investment GmbH 6,37 St 26,11 -1,29 DeAWM Investment GmbH 6,38
    LSV Asset Management 3,07 St        
    BlackRock, Inc. 3,05 St        
    Empyrean Capital Partners, LP 3,03 St        
    Allianz Global Investors Europe GmbH 2,97 St        
    Gryphon Investment Counsel Inc. 2,96 St        
    Norges Bank (norwegische Zentralbank) 1,39 St        
    The Goldman Sachs Group, Inc. 0,42 St        
    Société Générale S.A. 0,09 St        
               
Südzucker AG   Süddeutsche Zuckerrüben-Verwertungs-Genossenschaft eG 52 St 8,25 -0,16 M&G Investment Management Ltd. 1,47
    Zucker Invest GmbH 10 St        
    BlackRock, Inc. 2,14 St        
    Société Générale S.A. 0,11 St        
               
Symrise AG   Sun Life Financial Inc. 8,78 St 33,64 1,94 M&G Investment Management Ltd. 4,04
    Horst-Otto Gerberding 5,91 St        
    Prudential PLC 4,52 St        
    Standard Life Investments Limited 3,7 St        
    Bankhaus Lampe KG 3,61 St        
    Jahr Holding GmbH & Co KG 3,05 St        
    Ameriprise Financial, Inc. 3,02 St        
    Allianz Global Investors Europe GmbH 3,02 St        
    Mondrian Investment Partners Limited 2,57 St        
    Commerzbank AG 0 St        
               
TAG Immobilien AG   Ruffer LLP 14,99 St 50,11 2,04 Flossbach von Storch AG 12,04
    Flossbach von Storch Invest S.A. 11,69 St        
    Versorgungsanstalt des Bundes und der Länder 10,14 St        
    Sun Life Financial Inc. 10,01 St        
    Taube Hodson Stonex Partners LLP 5,32 St        
    Universal-Investment-Gesellschaft mbh 5,28 St        
    Helaba Invest Kapitalanlagegesellschaft mbH 5,16 St        
    BlackRock, Inc. 3,7 St        
    Ameriprise Financial, Inc. 2,97 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,85 St        
    Dr. Lutz R. Ristow 1,52 St        
    UBS AG 0,91 St        
    Rolf Elgeti 0,13 St        
    Albert Asmussen GmbH 0,05 St        
               
Talanx AG   HDI Haftpflichtverband der Deutschen Industrie V.a.G. 79 St 4,33 -0,18 DeAWM Investment GmbH 1,29
    Meiji Yasuda Life Insurance Company 6,49 St        
               
TUI AG   S-Group Travel Holding GmbH 24,11 St 15,59 1,04 DeAWM Investment GmbH 3,65
    Riu Hotels S.A. 8 St        
    Deutsche Asset & Wealth Management Investment GmbH 3,09 St        
    BlackRock, Inc. 3,01 St        
    The Goldman Sachs Group, Inc. 1,52 St        
    Teck Capital Management 0,29 St        
    Société Générale S.A. 0,21 St        
    Friedrich Joussen 0,05 St        
    Bank of America Corporation 0,02 St        
               
Wacker Chemie AG 4,75 (St) Dr. Alexander Wacker Familiengesellschaft mbH 60,39 St 7,23 -0,10 Union Investment Privatfonds GmbH 0,95
    Blue Elephant Holding GmbH 10,86 St        
               
Wincor Nixdorf AG 9,99 (St) Deutsche Asset & Wealth Management Investment GmbH 8,16 St 44,60 -1,52 DeAWM Investment GmbH 7,40
    Highclere International Investors LLP 3,09 St        
    NEU Polaris Capital Management, LLC 3,06 St        
    Norges Bank (norwegische Zentralbank) 2,99 St        
    Allianz Global Investors Europe GmbH 2,91 St        
    William Blair & Company, LLC 2,8 St        
    Eckard Heidloff 0,02 St        
               
TecDAX              
               
AIXTRON SE   Camma B.V. 7,51 St 27,40 0,12 Allianz Global Inv. Europe 5,83
    Allianz Global Investors Europe GmbH 6,05 St        
    Generation Investment Management LLP 5,17 St        
    Baillie Gifford & Co. 4,63 St        
    Vanguard Group Inc. 3,32 St        
    BlackRock, Inc. 2,96 St        
    UBS AG 2,63 St        
    Credit Suisse Group AG 1,28 St        
    Société Générale S.A. 0,05 St        
               
BB BIOTECH AG 3,01 (St) Newton Investment Management Limited 9,95 St 15,17 0,18 Newton Fund Managers Ltd. 5,85
               
Bechtle AG   Karin Schick 35,02 St 25,68 0,03 Flossbach von Storch AG 9,89
    Flossbach von Storch Invest S.A. 10,07 St        
    Allianz Global Investors Europe GmbH 5,13 St        
    Norges Bank (norwegische Zentralbank) 3,84 St        
    LOYS Sivac 3,34 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,86 St        
    Jürgen Schäfer 0,02 St        
               
CANCOM SE   Allianz Global Investors Europe GmbH 11,35 St 21,39 1,05 Threadneedle Asset Management Limited 3,41
    Allianz Global Investors Luxembourg S.A. 4,87 St        
    Denver Investment Advisors LLC 3,06 St        
    Ameriprise Financial, Inc. 3,02 St        
    Heiko Sauer 2,93 St        
    Stefan Kober 1,85 St        
    Klaus Weinmann 1,27 St        
               
Carl Zeiss Meditec AG   Carl Zeiss AG 65,05 St 11,49 0,14 OppenheimerFunds, Inc. 1,84
    ODDO ET CIE 3,04 St        
               
CompuGroup Medical AG 6,57 (St) Frank Gotthardt 33,55 St 14,75 1,04 OppenheimerFunds, Inc. 3,22
    Dr. Daniel Gotthardt 6,81 St        
    Dr. Brigitte Gotthardt 6,35 St        
    Fidelity Management & Research Company (FMR) 5,66 St        
    FMR LLC 5,09 St        
    Dr. Reinhard Koop 3,81 St        
    Massachusetts Mutual Life Insurance Company 3,19 St        
    OppenheimerFunds, Inc. 2,96 St        
               
Dialog Semiconductor PLC   The Bank of New York Mellon SA/NV 6,9 St 27,22 1,60 CI Investments Inc. 2,74
    BNP Paribas Securities Services 6,6 St        
    Waddell and Reed Financial Inc. 6,18 St        
    State Street 5,9 St        
    Citigroup Global Markets 5,6 St        
    Robert Citrone 5,6 St        
    CLEARSTREAM BANKING S.A. 5,3 St        
    Kleinwort Benson (Jersey) Trustees Limited as Trustee of the Dialog Semiconductor plc Employee Benefit Trust 4,99 St        
    Caceis Bank 4,9 St        
    Chase Nominees Ltd 4,3 St        
    Black Creek Investment Management Inc. 3,95 St        
    Norges Bank (norwegische Zentralbank) 2,99 St        
    X-FAB Semiconductor AG 1,8 St        
               
Drillisch AG 9,76 (St) FMR LLC 5,45 St 17,48 0,57 Union Investment Privatfonds GmbH 2,05
    Union Investment Privatfonds GmbH 5,07 St        
    Marc Brucherseifer 2,03 St        
    Mellon Capital Management Corporation 1,77 St        
    Vlasios Choulidis 0,75 St        
    Paschalis Choulidis 0,75 St        
    Johann Weindl 0,02 St        
    UBS AG 0,01 St        
    Dr. Horst Lennertz 0,01 St        
               
Drägerwerk AG & Co. KGaA   Familie Dräger 71,59 St 44,63 1,25 Allianz Global Inv. Europe 4,56
    Norges Bank (norwegische Zentralbank) 3,49 St        
    Lazard Freres Gestion S.A.S. 3,04 St        
    Oddo Asset Management 2,97 St        
    Dräger Stiftung 0,12 St        
               
Evotec AG   BVF Inc. 18,13 St 8,99 0,04 DeAWM Investment GmbH 2,42
    Roland Oetker 14,74 St        
    TVM V Life Science Management GmbH & Co. KG 9,43 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,98 St        
    Dr. Werner Lanthaler 0,39 St        
    Mary C. Tanner 0,05 St        
    Dr. Mario Polywka 0,05 St        
    Dr. Cord Dohrmann 0,03 St        
    Dr. Walter Wenninger 0,03 St        
    Morgan Stanley 0 St        
               
freenet AG   BlackRock, Inc. 4,96 St 34,66 0,05 Flossbach von Storch AG 2,68
    Deutsche Asset & Wealth Management Investment GmbH 3,41 St        
    Norges Bank (norwegische Zentralbank) 3,3 St        
    Allianz Global Investors Europe GmbH 3,24 St        
    LSV Asset Management 2,99 St        
    J.P. Morgan Investment Management Inc 2,98 St        
               
JENOPTIK AG   ECE Industriebeteiligungen GmbH 14,03 St 19,06 0,05 DeAWM Investment GmbH 3,28
    Thüringer Industriebeteiligungs GmbH & Co. KG 11 St        
    Deutsche Asset & Wealth Management Investment GmbH 5,2 St        
    Oddo Asset Management 3,05 St        
               
Kontron AG 0,22 (St) Warburg Pincus & Co. 18,62 St 15,21 -3,51 Shareholder Value Management AG 3,01
    NEU Hereby Komondor S.à r.l. 15,01 St        
    Triton 12,87 St        
    Virmont S.a.r.l. 3,17 St        
    BNY Mellon Service Kapitalanlage-Gesellschaft mbH 3,01 St        
    NEU Dimensional Fund Advisors LP 3 St        
    Martin Bertinchamp 0,05 St        
    Rolf Schwirz 0,04 St        
    Andreas Plikat 0,02 St        
               
LPKF Laser & Electronics AG   Allianz Global Investors Europe GmbH 3,32 St 17,08 -0,17 DeAWM Investment GmbH 4,18
    WA Holdings, Inc. 3,26 St        
    Henderson Global Investors Limited 3,02 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,92 St        
    Bernd Hackmann 0,56 St        
    Bernd Lange 0,34 St        
    Dr. Ingo Bretthauer 0,25 St        
    Kai Bentz 0,07 St        
    Dr. Heino Büsching 0,04 St        
    Prof. Dr. Erich Barke 0,01 St        
               
Manz AG   Dieter Manz 40,98 St 16,16 0,08 Union Investment Privatfonds GmbH 3,35
    Ulrike Manz 4,2 St        
    Otto Angerhofer 3,35 St        
    NEU ETHENEA Independent Investment S.A. 3,01 St        
    NEU AXA S.A. 2,91 St        
    Union Investment Privatfonds GmbH 2,31 St        
               
MorphoSys AG 1,29 (St) Novartis Pharma AG 5,59 St 26,76 -0,28 OppenheimerFunds, Inc. 5,11
    Celgene Alpine Investment Co., LLC 3,03 St        
    Credit Suisse Fund Management S.A 3,01 St        
    Invesco Advisers, Inc. 3 St        
    BlackRock, Inc. 2,97 St        
    NEU Perceptive Life Sciences Master Fund, Ltd. 2,95 St        
    Dr. Simon Moroney 1,54 St        
    Dr. Marlies Sproll 0,1 St        
    Vorstand und Aufsichtsrat 0,08 St        
               
Nemetschek AG   Prof. Georg Nemetschek 53,57 St 19,25 0,21 OppenheimerFunds, Inc. 2,38
    Allianz SE 5,08 St        
    Universal-Investment-Gesellschaft mbh 2,95 St        
               
Nordex SE   Skion/momentum capital/Klatten 22,79 St 15,42 -0,06 DeAWM Investment GmbH 3,62
    Deutsche Bank AG 3,06 St        
    JP Morgan Asset Management (UK) Limited 2,99 St        
    BlackRock, Inc. 2,98 St        
    BNP Paribas S.A. 0,08 St        
    Lars Bondo Krogsgaard 0,06 St        
    Dr. Wolfgang Ziebart 0,01 St        
               
Pfeiffer Vacuum Technology AG   Capital Research and Management Company 5,37 St 41,71 2,57 Threadneedle Asset Management Limited 2,84
    BNP Paribas Investment Partners S.A. 5,06 St        
    Ameriprise Financial, Inc. 4,65 St        
    Hakuto - Handelsvertretung 3,48 St        
    Henderson Global Investors Limited 3,44 St        
    Montanaro Asset Management Ltd 2,94 St        
               
PSI AG für Produkte und Systeme der Informationstechnologie 0,39 (St) RWE Deutschland AG 17,77 St 13,58 -0,28 Standard Life Investments Limited 1,73
    Konsortium 9,35 St        
    Jubilee System Sdn Bhd 8,1 St        
    Sterling Strategic Value Ltd 5,04 St        
    Standard Life Investments Ltd. 3,06 St        
    Investmentaktiengesellschaft für langfristige Investoren TGV 3,03 St        
    Karsten Trippel 0,7 St        
    Dr. Harald Schrimpf 0,38 St        
    Wilfried Götze 0,35 St        
    Prof. Dr. Rolf Windmöller 0,04 St        
    Elena Günzler 0,01 St        
    Bernd Haus 0,01 St        
    Dr. Ralf Becherer 0,01 St        
    Harald Fuchs 0,01 St        
               
QIAGEN N.V. 2,90 (St) Manning & Napier Advisors, LLC 5,22 St 14,57 0,36 Manning & Napier Fund, Inc. 2,95
    FMR LLC 4,79 St        
    FIL Limited 4,41 St        
    Platinum Investment Management Limited 4,22 St        
    BlackRock, Inc. 3,69 St        
    The Vanguard Group 3,27 St        
    Generation Investment Management LLP 2,88 St        
    Amundi Group 2,13 St        
    Dr. Metin Colpan 1,73 St        
    Peer M. Schatz 0,82 St        
    Prof. Dr. Detlev H. Riesner 0,61 St        
    Deutsche Bank AG 0,27 St        
               
QSC AG   Gerd Eickers 12,53 St 18,81 4,40 Kempen Capital Management NV 5,09
    Dr. Bernd Schlobohm 12,48 St        
    J O Hambro Capital Management Limited 5,19 St        
    Kempen European Participations N.V. 5,09 St        
    Credit Suisse Fund Management S.A 3,04 St        
    Allianz Global Investors Europe GmbH 3,01 St        
    Jürgen Hermann 0,19 St        
    Dr. Frank Zurlino 0,01 St        
    Barbara Stolz 0,01 St        
               
Sartorius AG 8,89 (St) Erbengemeinschaft nach Horst Sartorius 50,1 St 22,45 0,72 Fidelity Investments Luxembourg S.A. (FIL) 2,34
  8,98 (Vz) Bio-Rad Laboratories Inc. 30,01 St        
    Familienbesitz 5 St        
               
SMA Solar Technology AG   Pool SMA Solar Technology AG 25,2 St 7,27 0,18 Vanguard Group, Inc., The 2,48
    Danfoss A/S 20 St        
    Peter Drews 4,76 St        
    Rainer Wettlaufer 4,76 St        
    Günther Cramer 4,75 St        
    Prof. Dr. Werner Kleinkauf 4,39 St        
               
Software AG 9,30 (St) Software AG Stiftung 28,99 St 25,92 -0,64 DeAWM Investment GmbH 3,89
    FMR LLC 3,45 St        
    Templeton Investment Counsel, LLC 3 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,97 St        
    Deka Investment GmbH 2,87 St        
               
STRATEC Biomedical AG 0,10 (St) Herdor GmbH & Co. KG 9,68 St 24,18 2,19 Threadneedle Asset Management Limited 4,54
    Ralf Leistner 9,57 St        
    Bettina Siegle 9,52 St        
    Tanja van Dinter 9,37 St        
    Allianz Global Investors Europe GmbH 7,14 St        
    Ameriprise Financial, Inc. 5,39 St        
    Montanaro Asset Management Ltd 4,78 St        
    Oppenheimer International Small Company Fund 3,01 St        
    Financière de l'Echiquier 2,96 St        
    Hermann Leistner 0,38 St        
    Doris Leistner 0,33 St        
               
Telefónica Deutschland Holding AG   Telefónica Germany Holdings Limited 76,83 St 3,85 0,32 T. Rowe Price Investment Services Inc. 0,47
    BlackRock, Inc. 2,89 St        
               
United Internet AG 0,29 (St) Ralph Dommermuth 42,27 St 15,31 -0,19 DeAWM Investment GmbH 2,62
    BlackRock, Inc. 3,02 St        
    Allianz Global Investors Europe GmbH 3 St        
    OppenheimerFunds, Inc. 2,99 St        
    Deutsche Asset & Wealth Management Investment GmbH 2,99 St        
    Michael Scheeren 0,26 St        
    Norbert Lang 0,08 St        
    Morgan Stanley 0,02 St        
    Robert Nikolaus Hoffmann 0,01 St        
               
Wirecard AG   Jupiter Asset Management Limited 6,27 St 40,44 -0,85 Jupiter Unit Trust Managers Limited 5,13
    MB Beteiligungsgesellschaft mbH 5,9 St        
    The Capital Group Companies Inc. 5,04 St        
    Alken Fund SICAV 4,94 St        
    WA Holdings, Inc. 2,99 St        
    Artisan Partners Limited Partnership 2,8 St        
    Ameriprise Financial, Inc. 2,39 St        
    Commerzbank AG 0,04 St        
               
XING AG 0,23 (St) Burda Digital GmbH 52,26 St 26,71 1,76 DeAWM Investment GmbH 5,87
    Deutsche Asset & Wealth Management Investment GmbH 5,97 St        
    Union Investment Privatfonds GmbH 5 St        
    Oppenheimer International Small Company Fund 3,12 St        
    Schroder International Selection Fund 3,01 St        
    Ennismore Fund Management Limited 2,99 St        

 

Welcome to VIPsight Europe - Spain

 

Authors

 
Paola Gutierrez Velandia  Katharina Miller

 

27 March 2015

Life punishes those who are late?

I am shareholder of various companies listed on the IBEX 35 and take my investment very seriously. Last week I received an invitation for a breakfast called “Annual General Meetings (AGM) of listed companies: preparing the season 2015”. This caused me to, once again, set out to find the dates of my stock companies’ AGMs, since to me it has proven stressful, inconvenient and absolutely unfavorable for organizing my business to remain pending between each year’s random convocations.

My search began in October last year. I wrote to the companies of which I own shares with the demand to obtain the dates of upcoming AGMs, resulting either in complete lack of response or in a note (…) that the company’s board of directors has not yet agreed on the convocation of the shareholder’s general meeting in 2015, for which reason it is not yet possible to provide the target date of the said meeting.

One company called me in order to give me that information but with the addition of a rule: that the AGM is usually held, more or less, in the same period as in the years before.

A look beyond Spain reveals that, for example in Germany, the dates of the DAX companies’ AGMs have been released one year in advance (DAX being the counterpart to the Spanish IBEX 35). Or note that, concerning a small enterprise listed on the Finnish stock index, the schedule for the year 2015 is on hand already. Furthermore I was surprised to learn that the German association of institutional shareholders “VIP” has information about the next AGM of nearly every internationally listed company. I thereby obtained the target dates of some of Telefónica S.A.’s international subsidiaries:

March 24, 2015*Telefónica Del Peru in Lima (PE)

April 21, 2015*Telefónica Chile in Santiago (CL)

May 12, 2015*Telefónica Deutschland Holding in Munich (D)

May 29, 2015*Telefónica De Argentina in (AR)

July 23, 2015*Telefónica Moviles in (PE)

It appears that some of the subsidiaries in South America know earlier than their Spanish parent company when their next AGMs are held. And the target date of Telefónica S.A. has still not been published anywhere.

You are now probably wondering what the problem is. All IBEX 35 companies perfectly comply with Spanish legislation, which sets the time limit for convocations in Article 176 of the Corporations Act (Ley de Sociedades de Capital): Between the convocation and the date designated for holding the AGM, there must be a period of at least one month for incorporated companies and at least fifteen days for limited liability companies.

However, in the first place Spain forms part of the European Union and in the second place Spain takes an interest in foreign investors. It therefore needs to transpose the DIRECTIVE 2004/109/EC OF THE EUROPEAN PALIAMENT AND THE COUNCIL of December 15, 2004 on the harmonization of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC. The directive states in Article 17: The issuer of shares admitted to trading on a regulated market shall ensure equal treatment for all holders of shares who are in the same position and Shareholders shall not be prevented from exercising their rights by proxy, subject of the law of the country in which the issuer is incorporated. In particular, the issuer shall: a) provide information on the place, time and agenda of meetings, the total number of shares and voting rights and the rights of holders to participate in meetings.

Timely notification of the AGM’s date is the first requirement for transparency as established by the EU in terms of “best practice in corporate governance”. The AGM is the supreme body of the issuing entity and the place of public participation of the owners / shareholders. Every (institutional) investor needs to be able to know the schedule sufficiently early to organize his participation in the AGM and exercise his rights as shareholder.

If the target date is provided no sooner than one month in advance, it seems unlikely that a foreign investor can make travel arrangements in order to participate in the AGM of his “property”.

We are facing a problem of CSR (Corporate Social Responsibility), i.e. we are not in harmony with the requirements of Good Governance although we comply with current legislation.

This will be the future: companies have to consider each and every of their stakeholders.

Katharina Miller

 

11 March 2015

Evolución de las Convocatorias de las Juntas Generales de Accionistas de las empresas del IBEX35 para el año 2015

Haga clic aquí para acceder a los resultados de la iniciativa Paridad en Acción en las convocatorias de las empresas del IBEX35 el año 2014.

No dudes en ponerte en contacto con nosotros para otorgarnos acciones de representación. Dudas y preguntas aquí.
En amarillo las fechas previstas (y no confimadas por las empresas) de la juntas generales del IBEX, según la página web de inversores institucionales V.I.P.

EMPRESA Ciudad Fecha Acciones necesarias Acciones disponibles Participante Paridad.eu Respuesta Empresa
Abengoa  Sevilla 29.03.2015  375  NO    
Abertis Infraestructuras, S.A.  Barcelona 24.03.2015 1000 SI    
Acciona, S.A.     1 SI    
Acs,Actividades De Const.Y Servicios S.A  Madrid 25.05.2015 100 NO    
Arcelormittal  Luxemburgo 05.05.2015 1 SI Laure Woehrling  
Amadeus It Holding, S.A.  Madrid 25.06.2015 300 NO    
Banco Bilbao Vizcaya Argentaria, S.A.  Bilbao 13.03.2015 500 SI Julia Suderow  
Banco De Sabadell, S.A.     100 NO    
Banco Popular Español, S.A.  Madrid 13.04.2015 100 euros vn SI    
Bankia     1 SI    
Banco Santander, S.A.  Santander 27.03.2015 1 SI Barbara Roman  
Bankinter, S.A.  Madrid 18.03.2015 600 SI Katharina Miller  
Bolsas Y Mercados Españoles, Shmsf, S.A.  Madrid 30.04.2015 1 NO    
Caixabank, S.A.   20.04.2015 1000 NO    
Dia-Distribuidora Int. De Aliment. S.A.  Madrid 20.04.2015 1 SI    
Endesa     1 NO    
Enagas, S.A.  Madrid 27.03.2015 1 SI Oscar Fernández  
Ferrovial, S.A.  Madrid 27.03.2015 100 NO (solo 5 acciones)    
Fomento De Constr. Y Contratas S.A.     1 SI    
Gamesa   25.05.2015 1 SI    
Gas Natural Sdg, S.A.   31.03.2015 100 NO    
Grifols, S.A.  Barcelona 25.05.2015 1 SI    
Iberdrola, S.A.  Bilbao 27.03.2015 1 SI Julia Suderow  
Indra Sistemas, S.A., Serie A  Madrid 22.06.2015 1 SI    
Industria De Diseño Textil,S.A."Inditex"  Arteixo 15.07.2015 1 SI Katharina Miller  
International Consolidat. Airlines Group   17.06.2015 1 SI    
Jazztel     1 SI    
Mapfre, S.A.  Madrid 13.03.2015 1000 SI  Katharina Miller  
Mediaset España Comunicacion, S.A.  Cologno Monzese  (IT) 29.04.2015 1 SI    
Obrascon Huarte Lain, S.A.   08.04.2015 1 SI    
Red Electrica Corporacion, S.A.  Madrid 04.05.2015 1 SI    
Repsol, S.A.  Madrid 27.03.2015 1 SI    
Sacyr, S.A.  Madrid 08.06.2015 150 euros vn SI    
Tecnicas Reunidas, S.A.  Madrid 25.06.2015    SI    
Telefonica, S.A.  Madrid    300 SI    

 Fecha de actualización 11/03/2015  Enlaces rotos o errores, por favor, rellene el formulario de contacto.

  • Acciones necesarias: Son las acciones que se precisan para poder acceder a la JG.
  • Acciones disponibles: No necesariamente nos otorga un único accionista las acciones suficientes para poder acceder a la JG. Es por ello que mostramos las que actualmente nos han otorgado, bien uno o más accionistas, o ninguno.
  • Participante: Son los nombres de aquellas personas que han acudido a la JG en representación de esta iniciativa.
  • Respuesta empresa: A todas las empresas del IBEX35, les hacemos llegar el cuestionario en la medida que abren su periodo de JG. En el caso de recibir respuesta de la empresa, lo señalamos y publicamos.

 

 

24 February 2015

Making a fool of oneself?

As the Ibex 35 stockholders’ general meetings during 2015 will soon begin to be held, I would like to report on a number of curiosities that occur among some of them.

One of the most important rights shareholders have is the right to information. According to Article 197 Paragraph 2 of the Joint Stock Companies Act (Ley de Sociedades de Capital), shareholders are entitled to verbally request information or clarification during the general meeting, if they consider their request sufficiently related to one of the agenda’s items. In most Spanish companies’ general meetings shareholders are required to identify before a notary, giving their full name, the number of shares they hold and the shares they represent.

The number of shares influences the fact that the board may deny the requested information when, in the opinion of the chairman, publication of such information could prejudice the company’s interests. This faculty of the chairman is not applicable when the request is supported by shareholders representing at least twenty five percent of the share capital. While the chairman is denied to exercise his right to refuse information or clarification in an arbitrary or unreasonable manner, his reluctance to respond is considered comprehensive, for example, when the requesting shareholder meets the following requirements, jurisprudence of the so-called Tribunal Supremo: enmity and permanent confrontation; competitor with the same brand; or if a simple answer is not immediately possible or if there is reasonable doubt concerning repercussions on the company’s interests (source: TS 17-2-06, EDJ 11923).

That is the reason why some shareholders and representatives require a notarized record of the shares they hold or represent. Therefore it has nothing to do with the identification of the shareholders and representatives attending the general meeting. What seems surplus is the fact that some of the listed companies additionally demand their shareholders, before placing an information request, to verbally reveal the number of shares they hold or represent to the entire assembly.

What is the problem?

In the event that a shareholder owns 1% or less of the company’s share capital, her or his request may appear less important to the assembly than a request from a shareholder with a greater contribution although the request of the former may contain a grave concern for the company which will ultimately be underestimated due to his small economic share. The shareholder with few shares could feel ridiculed or scorned as well. We might also think that we are dealing with a breach of data protection law but information on share ownership does not belong to personal data. However, it is recommended to always apply the less invasive solution to ensure Good Governance on part of the management board, which would in this case clearly be to record the number of shares before a notary and refrain from adopting measures that can unnecessarily raise controversy, on the part of both the shareholder or representative and the management board.

It should be noted that this Spanish custom is entirely unknown at general meetings in other EU member states, such as Germany or Finland.

And once more we have a problem of Corporate Social Responsibility (CSR), i.e. we are not in harmony with Good Governance requirements even though we are complying with current Spanish legislation.

Katharina Miller

 

5 December 2014

CORPORATE GOVERNANCE REFORM IN SPAIN

Hereby please find the main changes in the Spanish Corporate Governance Framework

  • The Council of Ministers agreed on the 10th May 2013, to establish a Commission of Experts for drafting a new framework of good governance in Spain, while analysing the current structure and propose measures enabling the improvement and efficiency of management of the Spanish companies.
  • Fulfilling the mandate, the Commission of Experts submitted on October 2013 a proposal to amend the corporate law which content has been built almost entirely to the "Bill to amended Corporations Act to improve corporate governance
  • At the same time the Commission, will continue working in the field of the recommendations and, during 2014, the CNMV will conduct a full review of the recommendations of the Unified Code of Corporate Governance in force in Spain since 2006. Most of the recommendations were withdrawn from the Code as they became binding during the reform of the Code of Commerce amendment in 2013.
  • Key issue related to shareholders rights:
  • In listed companies, the decisions are consider as special corporate actions, when the size of the transaction exceeds 25% of total balance sheet assets.
  • Shareholders will also have a binding vote on Board's remuneration every three years.
  • The threshold to trigger minority shareholders rights such as calling EGMs, including items on the Agenda or alternative proposals will decrease from 5% of ISC to the 3% of the ISC.
  • To be present at the AGM or EGM companies will be able to cap assistance only to those shareholders that have 1000 shares.
  • Bundle proposals will be forbidden for critical issues (no description of what critical issues mean)
  • The Bill proposes a lower maximum period in which the shareholders of listed companies may request information (from 7-5 days before the meeting). It also considers appropriate responses to shareholder questions and answers to be included in the website.
  • Challenge of Shareholder agreements: it limits the scope in general of the grounds and mechanisms that shareholders may use to challenge shareholders agreements. However it proposed to extend the deadline of 3 months in listed to challenge an agreement. Violation of board´s chart and shareholders ‘meeting regulations are included as grounds of dispute.
  • Article 597 will be amended to allow Minority Shareholders’ associations to participate in shareholders forum. They will have to be register in a special register at the CNMV: accounting and reporting obligations as well as maintaining a register of representations will be mandatory.
  • Shareholders ID: Proposed new wording of art. LSC 497 (right of the issuer to obtain the information of shareholders, including addresses and contact information) to include associations of shareholders and shareholders that holds more than 3%. Will have access to the register and/or x-25 (Iberclear data of shareholder) for AGM/EGM purposes. The bill also proposed this associations or shareholders to be accountable for damages in case of misuse of the data.
  • Boards of Directors
  • New regulations in terms of diligence, loyalty and accountability
  • Though composition and structure of companies will be a matter of the Code of Commerce and recommendations of the new Code of Corporate Governance there’s a plan of introducing programmatically a regulation that recognizes the relevance standard for listed companies, in terms of gender diversity, experience and knowledge.
  • In terms of functions Proposed a new article in the LSC will include the delegated powers of the board, in order to reserve the corresponding decisions-making process in aspects related to the management and supervision of the company. It is also proposed to include a new specialty in this article apply to listed companies (like making delegated control policy and risk management) matters.
  • Self-assessment: It is proposed to establish the requirement for an annual assessment and proposes an action plan to correct the deficiencies identified.
  • Nomination process: Intends to regulate the procedure for making proposals for appointment and prevent, listed companies designating alternates. Always with a previous report of the remuneration committee. Another key issue is the elimination of the requirement to be a shareholder expecting the vacancy situation to be fulfil calling a shareholders Meeting.
  • Term of Office: It is proposed that the maximum term of each appointment does not exceed 4 years, compared to the current 6.
  • Type of Directors: For independent Directors the Bill will adopt the definition of the Orden ECC/461/2013 as for the rest of Directors will remain as recommendation that will be included in the new Corporate Governance Code.
  • Commission:
    • It is proposed as a legal obligation for listed companies setting up at least an audit committee (it was already mandatory) and a nomination committee and remuneration committee, chaired by independent directors with majority of independent directors.
  • Remuneration
  • The Bill proposes to amend certain articles of the LSC in order to incorporate the following issues: Rules concerning the system and structure of remuneration and the remuneration policy must be approved by the Shareholders Meeting.
  • The Policy must contain at least:
    • The total remuneration to directors in their capacity as such
    • The system of remuneration of executive directors (description of components, overall amount of fixed remuneration and annual variable remuneration in the reference period, the binding parameters of the remaining components and all terms and conditions of their contracts as premiums, compensation, etc.)
    • It should be submitted to shareholders approval at least every three years
  • Annual Report on Remuneration
    • It will still be a consultative vote submitted every year to shareholders vote.
    • The vote of the Shareholders on the remuneration report would remain consultative, but in case of negative feedback, the Board must submit a new proposed compensation policy at the next general meeting of shareholders to be held.

 

7 July 2011

Enactment of the Sustainable Economy Act (LES)

On the 5th of March the Ley de Economía Sostenible (LES) was enacted in Spain.

The scope of the Act is extensive. In this issue the focus will remain on the corporate governance provisions included in the Law

The major changes are the ones listed below:

v  Corporate Governance Annual Report::  The act modifies the provision 61 Bis of the Securities Market Law, establishing that companies shall include in the Annual Report:

1. Ownership structure

2. List of securities negotiated on non- European and non-regulated markets

3. Information associated with provisions that regulate amendments of the By-laws

4. Information related to the governance structure of the company such as: Board’s faculties; relevant agreements subscribed by the company and directors and/or management, particularly when they involve poison-pills and shares that are subjected to any kind of restrictions

v  Provision 61 (bis) of the law makes mandatory the recognition of the different categories of Directors content in the CNMV (Spanish SEC) Unified Code.  Before the LES Act, these categories were only considering recommendations.

The categories of Directors recognized by the CNMV are: Non-executive Directors (Dominicales); Executive Directors and Independent Director.

The LES Act empowers the SEC to modify the definition of Independent Director taking into account among other considerations, the experience and skills of candidates.

v  Remuneration Annual Report: This provisions’ scope covers only Directors, leaving aside the members of the Top Management.

The Report shall include a well explained remuneration policy to be approve for the following year, a summary on how the policy was applied in the previous year and detailed information of the compensation perceived by each one of the Directors.

v  Shareholders Identification: Provision 497 recognizes the right of listed companies to know its shareholders’ base.   This will allow companies to ask register entities at any time and independently from the kind of securities issued, information about its shareholders, including addresses and any contact details.

Project of Law: Partial Reform of Ley de Sociedade de Capital (Corporations Act)

Bill (Project of Law) of February 25 of 2011, aims to amend the Ley de Sociedades de Capital by which the European Directive of 2007/36 is implemented in Spain.

Article: 523

An entity that provides investment services in their capacity as professional financial intermediary, may exercise the voting rights in a listed company on behalf of his client, person or entity, when it attributed its behalf.

In such a case, within seven days prior to the date  of the meeting, the broker must notify the issuer a list showing each client the intentions and the number of shares for which it exercises the right to vote on their behalf

A financial intermediary may vote on behalf of their clients in divergent directions in response to different voting instructions, if he received them.

The intermediary may delegate the vote to a third party appointed by the client, without being able to limit the number of delegations granted except by statutory prohibition.

 

 


 

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